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Comments on Interim Final Temporary Rules: Exemptions for Security-based Swaps
[Release Nos. 33-9231; 34-64794; 39-2475; File No. S7-26-11]
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| Jan. 11, 2018 | Kyle Brandon, Managing Director, SIFMA |
| Dec. 21, 2012 | Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA |
| Dec. 20, 2012 | Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA |
| Apr. 20, 2012 | Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA and Robert Pickel, Chief Executive Officer, ISDA |
| Jul. 14, 2011 | Tom Nappi, Lansing, Illinois
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Meetings with SEC Officials
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| Nov. 4, 2011 | Memorandum from the Division of Corporation Finance regarding a November 4, 2011 meeting with representatives of Citigroup, Deutsche Bank, Goldman Sachs, Morgan Stanley, SIFMA and Davis Polk & Wardwell |
| Jul. 12, 2011 | Memorandum from the Division of Corporation Finance regarding a July 12, 2011 telephonic meeting with representatives of Cleary Gottlieb Steen & Hamilton LLP |
| Jul. 12, 2011 | Memorandum from the Division of Trading and Markets regarding a July 11, 2011 Telephonic meeting with representative of the Loan Syndications and Trading Association |
http://www.sec.gov/comments/s7-26-11/s72611.shtml
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