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Comments on Interim Final Temporary Rules: Exemptions for Security-based Swaps

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Date Sort descending	Letter Type	Commenter Name
Jan. 11, 2018	Public Comment	Kyle Brandon, Managing Director, SIFMA
Dec. 21, 2012	Public Comment	Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Dec. 20, 2012	Public Comment	Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
April 20, 2012	Public Comment	Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA and Robert Pickel, Chief Executive Officer, ISDA
Nov. 4, 2011	Meeting with SEC Officials	Memorandum from the Division of Corporation Finance regarding a November 4, 2011 meeting with representatives of Citigroup, Deutsche Bank, Goldman Sachs, Morgan Stanley, SIFMA and Davis Polk & Wardwell
July 14, 2011	Public Comment	Tom Nappi, Lansing, Illinois
July 12, 2011	Meeting with SEC Officials	Memorandum from the Division of Corporation Finance regarding a July 12, 2011 telephonic meeting with representatives of Cleary Gottlieb Steen & Hamilton LLP
July 12, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a July 11, 2011 Telephonic meeting with representative of the Loan Syndications and Trading Association

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-26-11

Release Number

33-9231

34-64794

39-2475

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