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(Click here for meetings with SEC officials)
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| May 3, 2021 | Etienne Barel, Deputy Chief Executive Officer, French Banking Federation |
| May 3, 2021 | Dennis M. Kelleher, President & CEO, Better Markets, Inc.;
Stephen Hall, Legal Director and Securities Specialist, Better Markets, Inc.; and Jason Grimes, Senior Counsel, Better Markets, Inc. |
| May 3, 2021 | Wim Mijs, Chief Executive Officer, European Banking Federation |
| May 3, 2021 | Kyle L. Brandon, Managing Director, Head of Derivatives Policy,
Securities and Financial Markets Association |
| Jan. 25, 2021 | Kyle L. Brandon, Managing Director, Head of Derivatives Policy,
Securities and Financial Markets Association |
| Jan. 25, 2021 | Etienne Barel, Deputy Chief Executive Officer, French Banking Federation |
| Jan. 25, 2021 | Wim Mijs, Chief Executive Officer, European Banking Federation |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jul. 21, 2021 | Memorandum from Richard Gabbert, Counsel to Commissioner Hester M. Peirce regarding a June 11, 2021, meeting with Representatives of the European Banking Federation |
| Jul. 8, 2021 | Memorandum from Sheila Dombal Swartz, Senior Special Counsel, Office of Financial Responsibility, Division of Trading and Markets regarding a July 7, 2021, meeting with Representatives of the Securities Industry and Financial Markets Association (SIFMA) |
| Jul. 7, 2021 | Memorandum from Carol M. McGee, Assistant Director, Office of Derivatives Policy, Division of Trading and Markets regarding a July 7, 2021, meeting with Representatives of the Securities Industry and Financial Markets Association (SIFMA) |
| Jun. 10, 2021 | Memorandum from Patrice Aguesse of the French Autorité des Marchés Financiers (AMF) regarding a April 14, 2021, comment to Valentina Deng of the Division of Trading and Markets |
| Apr. 7, 2021 | Memorandum from the Division of Trading and Markets regarding a April 7, 2021, meeting with Securities Industry and Financial Markets Association (SIFMA) |
| Mar. 18, 2021 | Memorandum from the Division of Trading and Markets regarding a March 18, 2021, meeting with Securities Industry and Financial Markets Association (SIFMA) |
| Feb. 19, 2021 | Memorandum from the Division of Trading and Markets regarding a February 19, 2021, meeting with representatives of Deutsche Bank |
| Feb. 19, 2021 | Memorandum from the Division of Trading and Markets regarding a January 22, 2021, meeting with representatives of Deutsche Bank |
| Feb. 18, 2021 | Memorandum from the Division of Trading and Markets regarding a February 18, 2021, meeting with Representatives of the Securities Industry and Financial Markets Association |
| Jan. 26, 2021 | Memorandum from the Division of Trading and Markets regarding a January 26, 2021, meeting with Representatives of the Securities Industry and Financial Markets Association |
| Jan. 21, 2021 | Memorandum from the Division of Trading and Markets regarding a January 21, 2021, meeting with Representatives of the Securities Industry and Financial Markets Association |
