Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Comments on Exemptions for Security-Based Swaps Issued by Certain Clearing Agencies

Filter comments


Date Sort descending	Letter Type	Commenter Name
Jan. 31, 2012	Public Comment	Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable; Robert Pickel, Chief Executive Officer, ISDA; and Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Dec. 8, 2011	Public Comment	Scott C. Goebel, Senior Vice President, General Counsel, Fidelity Investments
Oct. 17, 2011	Meeting with SEC Officials	Memorandum from the Division of Corporation Finance regarding an October 17, 2011 meeting with representatives of GFI Group, Inc.
Aug. 22, 2011	Public Comment	Bruce Bolander, Gibson, Dunn and Crutcher LLP, New York, New York
July 25, 2011	Public Comment	Scott Pintoff, General Counsel, GFI Group Inc., New York, New York
July 4, 2011	Public Comment	William Michael Cunningham, Creative Investment Research, Inc., Washington, District of Columbia
June 22, 2011	Public Comment	Lawrence J. Kramer, Bedford, New York
June 21, 2011	Public Comment	Thomas A. Prentice, Ph.D., San Marcos

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-22-11

Release Number

33-9222

How to submit comments