Comments on Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

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Date Received
Date Letter Type Commenter Name
Public Comment Commercial Real Estate Finance Council, Mortgage Bankers Association, and The Real Estate Roundtable
Public Comment Daniela O'Leary-Gill, Chief Operating Officer, BMO Financial Corp.
Public Comment David F. Freeman, Jr., Arnold & Porter Kaye Scholer LLP, on behalf of Federated Investors, Inc.
Public Comment Dennis M. Kelleher, President and CEO, and Joseph Cisewski, Senior Derivatives Consultant and Special Counsel, Better Markets, Inc.
Public Comment Eli K. Peterson, Managing Director, Head of Regulatory Policy and Government Affairs, Bank of New York Mellon; Dale K. Nichols, Senior Vice President, Deputy General Counsel, Northern Trust Corporation; and Stefan M. Gavell, Executive Vice President Head of Regulatory, Industry, and Government Affairs, State Street Corporation
Public Comment Elise J. Bean, Former Staff Director and Chief Counsel, U.S. Senate Permanent Subcommittee on Investigations
Public Comment Eric M. Varvel, Global Head, Asset Management, Credit Suisse
Public Comment Frank Pignanelli, Executive Director, National Association of Industrial Bankers
Public Comment Gregg Rozansky, Senior Vice President, Senior Associate General Counsel, Bank Policy Institute
Public Comment James Kemp, Global Financial Markets Association, Managing Director
Public Comment James T. Brett, President & CEO, The New England Council
Public Comment Japanese Bankers Association
Public Comment Jason Mulvihill, Chief Operating Officer and General Counsel, American Investment Council
Public Comment John F.W. Rogers, Executive Vice President, Chief of Staff and Secretary to the Board, The Goldman Sachs Group, Inc.
Public Comment John L. Thornton, Co-Chair; Hal S. Scott, Director; and R. Glenn Hubbard, Co-Chair; Committee on Capital Markets Regulation
Public Comment John R. Dearie, Founder and President, Center for American Entrepreneurship
Public Comment Kenneth E. Bentsen, President and CEO, SIFMA
Public Comment Kevin Fromer, President and CEO, Financial Services Forum
Public Comment Kristin Dittmer, Executive Vice President & Chief Financial Officer, EnerBank USA
Public Comment Lisa Pendergast, Executive Director, CRE Finance Council
Public Comment Mark R. Hutchison, Managing Director and General Counsel, HSBC Securities (USA) Inc.
Public Comment Mark W. Midkiff, Chief Risk Officer, KeyCorp
Public Comment Michael Decker, Managing Director, SIFMA
Public Comment Patrick J. Morris, President & CEO, Association for Corporate Growth
Public Comment Public Citizen
Public Comment Richard Johns, Executive Director, Structured Finance Industry Group
Public Comment Scott O'Malia, Chief Executive Officer, International Swaps and Derivatives Association, Inc.
Public Comment Sheila C. Bair, Former Chairman, Federal Deposit Insurance Corporation, and Gaurav Vasisht, SVP and Director, Financial Regulation, The Volcker Alliance
Public Comment Stefan M. Gavell, Executive Vice President and Head of Regulatory, I, State Street Corporation
Public Comment Susan M. Olson, General Counsel, Investment Company Institute

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-14-18
Release Number
BHCA-3
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