Comments on the Proposed Exemptive Order Granting Conditional Exemption from the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Finders

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Date Received
Date Letter Type Commenter Name
Public Comment Mark Jones, CEO, Sprowtt
Public Comment Albert L. Harlow
Public Comment Dan Mueller, CEO/President, JUDOBABY, Inc.
Public Comment Patrick Sullivan
Public Comment Mark Czuchry
Public Comment Loral Langemeier, President, live Out Loud, Inc.
Public Comment Michael Lord, Small Business Owner, Serial Entrepreneur
Public Comment Ross Youngs, Entrepreneur
Public Comment Keith Moorhouse
Public Comment Mark Holman, Chairman, Expanesthetics, Inc.
Public Comment Mitchell Morgan
Public Comment Richard Sandberg, Entrepreneur
Public Comment Kent Lucas, Founding Partner, 30X LLC
Public Comment Sherri Haskell, Founder, CEO, Canna Angels, LLC
Public Comment Sara Hanks, CEO, CrowdCheck, Inc.
Public Comment Carlo Porreca
Public Comment Robert Rutkowski
Public Comment Joseph P. Borg, Director, Alabama Securities Commission, et al.
Public Comment Lev Bagramian, Senior Securities Policy Advisor, Better Markets
Public Comment Marcia Asquith, Executive Vice President, Board & External Relations, FINRA
Public Comment Mark Berman, Founder and CEO, CompliGlobe Ltd.
Public Comment A Randal Burch, Owner, Burch & Company, Inc.
Public Comment David P. Meyer, President, Public Investors Advocate Bar Association
Public Comment David R. Burton, Senior Fellow in Economic Policy, The Heritage Foundation
Public Comment George J. Mazin, Esq.
Public Comment John P. O'Shea, Global Alliance Securities, LLC, 15a-6 Chaperoning Broker
Public Comment John Zayac, President, BIEF; Chris Blees, President, AM&AA; Barry Berkowitz, Chair, IBBA; and Robert McCormack, Chair, M&A Source
Public Comment Katten Muchin Roseman LLP
Public Comment Kenneth E. Bentsen, Jr., President and CEO, SIFMA
Public Comment Laura Anthony

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-13-20
Release Number
34-90112
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