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Comments on Interpretive Release:
Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934

[Release No. 34-54165; File No. S7-13-06]

Sep. 7, 2011 Bill George
Sep. 21, 2006 Bill George
Sep. 14, 2006 Federal Regulation of Securities Committee, Section of Business Law, American Bar Association
Sep. 7, 2006 Darrell Braman, Associate Legal Counsel; Christopher Hayes, Associate Legal Counsel; Henry H. Hopkins, Chief Legal Counsel; David Oestreicher, Associate Legal Counsel; T. Rowe Price Associates, Inc.
Sep. 7, 2006 Kim Bang, Bloomberg L.P.
Sep. 7, 2006 Lee A. Pickard, The Alliance in Support of Independent Research, Washington, D.C.
Sep. 7, 2006 Ira D. Hammerman, Senior Vice President and General Counsel, Securities Industry Association, Washington, D.C.
Sep. 7, 2006 Gordon Midgley, Director of Research, Investment Management Association, UK
Sep. 7, 2006 Elizabeth Krentzman, General Counsel, Investment Company Institute
Sep. 7, 2006 William T. George, Encino, California
Sep. 6, 2006 John Kay, Chairman, EuroIRP
Sep. 1, 2006 Joseph M. Velli, Senior Executive Vice President, The Bank of New York
Aug. 16, 2006 Everard Davenport, General Counsel, Dallas Police and Fire Pension System
Jul. 20, 2006 William T. George, Blue Sky Research Services, Encino, California

Modified: 09/23/2011