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Comments on Interpretive Release:
Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934
[Release No. 34-54165; File No. S7-13-06]
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| Sep. 7, 2011 |
Bill George |
| Sep. 21, 2006 |
Bill George |
| Sep. 14, 2006 |
Federal Regulation of Securities Committee, Section of Business Law, American Bar Association |
| Sep. 7, 2006 |
Darrell Braman, Associate Legal Counsel; Christopher Hayes, Associate Legal Counsel; Henry H. Hopkins, Chief Legal Counsel; David Oestreicher, Associate Legal Counsel; T. Rowe Price Associates, Inc. |
| Sep. 7, 2006 |
Kim Bang, Bloomberg L.P. |
| Sep. 7, 2006 |
Lee A. Pickard, The Alliance in Support of Independent Research, Washington, D.C. |
| Sep. 7, 2006 |
Ira D. Hammerman, Senior Vice President and General Counsel, Securities Industry Association, Washington, D.C. |
| Sep. 7, 2006 |
Gordon Midgley, Director of Research, Investment Management Association, UK |
| Sep. 7, 2006 |
Elizabeth Krentzman, General Counsel, Investment Company Institute |
| Sep. 7, 2006 |
William T. George, Encino, California |
| Sep. 6, 2006 |
John Kay, Chairman, EuroIRP |
| Sep. 1, 2006 |
Joseph M. Velli, Senior Executive Vice President, The Bank of New York |
| Aug. 16, 2006 |
Everard Davenport, General Counsel, Dallas Police and Fire Pension System |
| Jul. 20, 2006 |
William T. George, Blue Sky Research Services, Encino, California |
http://www.sec.gov/comments/s7-13-06/s71306.shtml
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