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Comments on Interpretive Release: Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934

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Date Sort descending	Letter Type	Commenter Name
Sept. 7, 2011	Public Comment	Bill George
Sept. 21, 2006	Public Comment	Bill George
Sept. 14, 2006	Public Comment	Federal Regulation of Securities Committee, Section of Business Law, American Bar Association
Sept. 7, 2006	Public Comment	Darrell Braman, Associate Legal Counsel; Christopher Hayes, Associate Legal Counsel; Henry H. Hopkins, Chief Legal Counsel; David Oestreicher, Associate Legal Counsel; T. Rowe Price Associates, Inc.
Sept. 7, 2006	Public Comment	Elizabeth Krentzman, General Counsel, Investment Company Institute
Sept. 7, 2006	Public Comment	Gordon Midgley, Director of Research, Investment Management Association, UK
Sept. 7, 2006	Public Comment	Ira D. Hammerman, Senior Vice President and General Counsel, Securities Industry Association, Washington, D.C.
Sept. 7, 2006	Public Comment	Kim Bang, Bloomberg L.P.
Sept. 7, 2006	Public Comment	Lee A. Pickard, The Alliance in Support of Independent Research, Washington, D.C.
Sept. 7, 2006	Public Comment	William T. George, Encino, California
Sept. 6, 2006	Public Comment	John Kay, Chairman, EuroIRP
Sept. 1, 2006	Public Comment	Joseph M. Velli, Senior Executive Vice President, The Bank of New York
Aug. 16, 2006	Public Comment	Everard Davenport, General Counsel, Dallas Police and Fire Pension System
July 20, 2006	Public Comment	William T. George, Blue Sky Research Services, Encino, California

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-13-06

Release Number

34-54165

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