Comments on Proposed Rule: Proposed Rule Amendments for Small and Additional Issues Exemptions Under Section 3(b) of the Securities Act

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Date Received
Date Letter Type Commenter Name
Public Comment Andrea Seidt, President, North American Securities Administrators Association (NASAA) and Ohio Securities Commissioner, Washington , District of Columbia
Public Comment Andrew M. Hartnett, Missouri Commissioner of Securities, Jefferson City, Missouri
Public Comment Barbara Roper, Director of Investor Protection, Consumer Federation of America
Public Comment Bill Soby, Managing Director, Silicon Valley Global Shares
Public Comment Brett Palmer, President, Small Business Investor Alliance
Public Comment Cynthia M. Fornelli, Executive Director, Center for Audit Quality
Public Comment Daniel Zinn, General Counsel, OTC Markets Group Inc., New York, New York
Public Comment Deloitte & Touche LLP
Public Comment Ernst & Young LLP
Public Comment Irving L. Faught, Administrator, Oklahoma Department of Securities
Public Comment Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Public Comment Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Public Comment John Rodenrys, Executive Director R&D, Leading Biosciences, Inc.
Public Comment Jonathan Frutkin, Principal, The Frutkin Law Firm, PLC
Public Comment KPMG LLP
Public Comment Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets, CFA Institute
Public Comment Mark Goldberg, Chairman, Investment Program Association
Public Comment Mark Kosanke, President, Real Estate Investment Securities Association
Public Comment Michael L. Zuppone, Paul Hastings LLP, New York, New York
Public Comment Paul Sigelman, President & CEO, Accredited Assurance
Public Comment PricewaterhouseCoopers LLP
Public Comment Pw Carey
Public Comment Ryan C. Gilman, Esq., Glenwood Springs, Colorado
Public Comment Salomon Kamalodine, Director, Investment Banking, B. Riley & Co.
Public Comment Samuel S. Guzik, Corporate and Securities Attorney, Los Angeles, California
Public Comment Ted J. Coombs, Chief Technology Officer, Workers On Call, Kurtistown, Hawaii
Public Comment Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Public Comment William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Public Comment William F. Galvin, Secretary, Commonwealth of Massachusetts
Public Comment William M. Beatty, Securities Administrator, Washington Department of Financial Institutions

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-11-13
Release Number
33-9497
34-71120
39-2493
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