Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Greg Hicks
Public Comment Gretchen Adams
Public Comment Hammond Meuer
Public Comment Hanel, Sales
Public Comment Hartley
Public Comment Hasan Ghodrati
Public Comment Hayden Crockett
Public Comment Heather
Public Comment Henry Zwick
Public Comment Iain
Public Comment Ian
Public Comment Ibrahim Rreshka
Public Comment J. M. Allen
Public Comment J., Engineer
Public Comment J.L. Francois, IT Trainer
Public Comment Jack
Public Comment Jack C.
Public Comment Jack OHerron
Public Comment Jack P., Designer
Public Comment Jack Shapiro
Public Comment Jack Smith
Public Comment Jake
Public Comment James
Public Comment James
Public Comment James
Public Comment James A. Thavenet
Public Comment James E. Escobar, Owner, ProTriFit
Public Comment James Fox
Public Comment James Kakivelis
Public Comment James Stokes, Clinical Researcher

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766