Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Arthur Goetz
Public Comment BW
Public Comment Candece Webster
Public Comment Carl
Public Comment Chris L. Griffith
Public Comment Dan R.
Public Comment Daniel Muennemann
Public Comment David, Apparel Industry
Public Comment Dennis
Public Comment Douglas M. Pleasant, Security Guard
Public Comment E.P. Dillon
Public Comment Emeka Nwadike
Public Comment Frank Reuter, Master of Chemical Production and Management
Public Comment Greg Stoddard
Public Comment Jacob Thomas Jr,
Public Comment Jason Meyers, Reliability Coordinator (NERC)
Public Comment Joe LaRocco, Retired Teacher
Public Comment Joseph JW Gordon, Sales Man
Public Comment Joshua Kring
Public Comment Justin Handler
Public Comment Mark Stephenson, Sales Consultant
Public Comment Michael R. Demirjian, USA Property Maintenance Co.
Public Comment Pierre Charles, Electrical Engineer, KES Engineering
Public Comment Reed Rgnonti
Public Comment Richard Graham
Public Comment Robert H. Bessemer, Retired Engineeering Sales
Public Comment Rocco Tedesco, Recruiter, Dental Tech
Public Comment Roger Gregorius, Retail Investor
Public Comment Ryan
Public Comment Ryan Rooker

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
Related Materials
How to submit comments