Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Received
Date Letter Type Commenter Name
Public Comment Scott Eichhorn, Associate Director, University of Miami School or Law Investor Rights Clinic et al.
Public Comment Stephen Hall, Legal Director and Securities Specialist, Better Markets, Inc. and Jason Grimes, Senior Counsel, Better Markets, Inc.
Public Comment Tim Rouse, Executive Director, Michael Hadley, Davis & Harman LLP
Public Comment Tim Scott, United States Senator
Public Comment Blaine F. Aikin, AIFA®, CFA, CFP®, Founder and Principal, Fiduciary Insights amd Frank C. Mindicino, CFP®, APMA®, Founder and Managing Partner, Practice Growth Partners
Public Comment Chris Iacovella, CEO, American Securities Association
Public Comment James J. Angel, Ph.D., CFP®, CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
Public Comment Nate Kalich
Public Comment Senator Pat Toomey
Public Comment Chris Sobolewski, Retail Investor
Public Comment Eduardo Catzin Osornio
Public Comment Amanda Kanagasabai
Public Comment Anonymous
Public Comment John, Retail Investor
Public Comment Marcus Powers, Private Investor
Public Comment Phillip A. Washington
Public Comment Ryan C.
Public Comment Thomas M. Merritt, Deputy General Counsel, Virtu Financial, Inc.
Public Comment Tom Merritt
Public Comment Aaron Keith Long, Long Associates Ltd.
Public Comment Alan O. Murchu, CEO
Public Comment Anonymous
Public Comment MX
Public Comment Sean Noonan, Community Investment Associates
Public Comment Adam Jackson
Public Comment Adeeb Hamad
Public Comment Aditya Kapoor, Researcher
Public Comment Akio Yoshimura
Public Comment Allan
Public Comment Andre Woodward, Accounting Major

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
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