Comments on Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 9
B: 101
C: 11
D: 90

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Date Received
Date Letter Type Commenter Name
Public Comment Chris Lewis, General Counsel, Edward D. Jones and Co., L.P.
Public Comment Chris Remedios
Public Comment Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Public Comment Clifford Kirsch and Susan Krawczyk, Eversheds Sutherland (US) LLP, on behalf of Committee of Annuity Insurers
Public Comment Craig D. Pfeiffer, President and CEO, Money Management Institute
Public Comment Cynthia Lo Bessette, EVP and General Counsel, OppenheimerFunds
Public Comment Dave Paulsen, Executive Vice President, Transamerica
Public Comment David Certner, Legislative Counsel and Legislative Policy Directo, AARP
Public Comment David Kowach, Head of Wells Fargo Advisors, Wells Fargo & Company
Public Comment David T. Bellaire, Executive Vice President & General Counsel, Financial Services Institute
Public Comment Dennis Kelleher, President & CEO, et al., Better Markets, Inc.
Public Comment Donald W. Nicholson, President, Donald W. Nicholson & Associates, Ltd.
Public Comment Elizabeth Warren, U.S. Senator
Public Comment Elliot Ganz, General Counsel, The Loan Syndications and Trading Association
Public Comment Eric E. Haas, Member, Altruist Financial Advisors LLC
Public Comment George T. Lee, Chair, and James A. Deeken, Vice-Chair, Investment Funds Committee, State Bar of Texas Business Law Section
Public Comment George T. Lee, Chair, and James A. Deeken, Vice-Chair, Investment Funds Committee, State Bar of Texas Business Law Section
Public Comment Gregory B. McShea, Janney Montgomery Scott LLC
Public Comment James Milne, Milne Financial Planning
Public Comment Janice Daunheimer
Public Comment Jason Bortz, Senior Counsel, Capital Research and Management Company
Public Comment Jason Chandler, Group Managing Director, Co-head Investment Platforms and Solutions, UBS Global Wealth Management, and Michael Crowl, Group Managing Director, General Counsel, UBS Group Americas
Public Comment Jason Mulvihill, General Counsel, American Investment Council
Public Comment Jennifer B. Harper
Public Comment Jennifer Lazarus, Lazarus Financial Planning, LLC
Public Comment John E. Deitelbaum, Senior Vice President and Deputy General Counsel, Massachusetts Mutual Life Insurance Company
Public Comment John Neil Conkle, Student, Pepperdine School of Law
Public Comment Jon Stein, Founder and CEO, et al., Betterment LLC
Public Comment Jon Stein, Founder and CEO, et al., Betterment LLC
Public Comment Joseph Borg, President, North American Securities Administrators Association, Inc. (NASAA)

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-18
Release Number
34-83063
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