Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act; Comments on Statement of General Policy on the Sequencing of the Compliance Dates for Final Rules Applicable to Security-Based Swaps Adopted Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-69491 Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel LLC, Chicago, Illinois
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a February 20, 2015, meeting with representatives of Securities Industry and Financial Markets Association (SIFMA)
Public Comment 34-69491 Kyle Brandon, Managing Director, Director of Research, SIFMA
Public Comment 34-69491 Suzanne Hamlet Shatto
Public Comment 34-69491 Dennis Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc., Washington, District of Columbia
Public Comment 34-69491 Adam C. Cooper, Citadel LLC, Chicago, Illinois
Public Comment 34-69491 Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association, Investment Company Institute, Securities Industry and Financial Markets Association
Public Comment 34-67177 Douglas Friedman, General Counsel, Tradeweb Markets LLC, New York, New York
Public Comment 34-67177 Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel LLC, Chicago, Illinois
Public Comment 34-67177 Chris Barnard, Germany
Public Comment 34-67177 Jeff Gooch, Chief Executive Officer, MarkitSERV
Public Comment 34-67177 Karrie McMillan, General Counsel, Investment Company Institute
Public Comment 34-67177 Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Public Comment 34-67177 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment 34-67177 Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, Washington, District of Columbia
Public Comment 34-67177 Christopher Rice
Public Comment 34-67177 Darrell Hymer
Public Comment 34-67177 Jack Williams, Blum, Texas
Public Comment 34-67177 Mike Elias
Public Comment 34-67177 Ralph S. Saul
Public Comment 34-67177 Michael E. Taillefer
Public Comment 34-67177 Mary Lou CzupekLouC, Plainfield, Illinois
Public Comment 34-67177 Michael P. Kelly

Last Reviewed or Updated: Jan. 7, 2026

File Number
S7-05-12
Release Number
34-69491
34-67177
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