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Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

[Release No. 34-69491; File No. S7-05-12]

Submitted Comments

Jan. 13, 2015 Kyle Brandon, Managing Director, Director of Research, SIFMA
Jul. 12, 2014 Suzanne Hamlet Shatto
Jul. 22, 2013 Dennis Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc., Washington, District of Columbia
Jul. 19, 2013 Adam C. Cooper, Citadel LLC, Chicago, Illinois
May 21, 2013 Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association, Investment Company Institute, Securities Industry and Financial Markets Association

Meetings with SEC Officials

Mar. 6, 2015 Memorandum from the Division of Trading and Markets regarding a February 20, 2015, meeting with representatives of Securities Industry and Financial Markets Association (SIFMA)


Comments on Statement of General Policy on the Sequencing of the Compliance Dates for Final Rules Applicable to Security-Based Swaps Adopted Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

[Release No. 34-67177; File No. S7-05-12]

Sep. 5, 2012 Douglas Friedman, General Counsel, Tradeweb Markets LLC, New York, New York
Aug. 13, 2012 Chris Barnard, Germany
Aug. 13, 2012 Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel LLC, Chicago, Illinois
Aug. 13, 2012 Jeff Gooch, Chief Executive Officer, MarkitSERV
Aug. 13, 2012 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Aug. 13, 2012 Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Aug. 13, 2012 Karrie McMillan, General Counsel, Investment Company Institute
Jul. 13, 2012 Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, Washington, District of Columbia
Jun. 22, 2012 Christopher Rice
Jun. 22, 2012 Darrell Hymer
Jun. 22, 2012 Mike Elias
Jun. 22, 2012 Jack Williams, Blum, Texas
Jun. 20, 2012 Ralph S. Saul
Jun. 13, 2012 Michael E. Taillefer
Jun. 11, 2012 Mary Lou CzupekLouC, Plainfield, Illinois
Jun. 11, 2012 Michael P. Kelly

Modified: 03/09/2015