Comments on Regulation Systems Compliance and Integrity

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Date Received
Date Letter Type Commenter Name
Public Comment James P. Selway, III, P. Mats Goebels and Sudhanshu Arya, ITG Inc.
Public Comment Mary Ann Burns, Futures Industry Association Principal Traders Group, Washington, District of Columbia
Public Comment Eric J. Swanson, Secretary, BATS Global Markets
Public Comment Janet McGinness, EVP & Corporate Secretary, NYSE Euronext
Public Comment Courtney D. McGuinn, Operations Director, FIX Protocol Ltd., New York, New York
Public Comment David Lauer, Market Structure and Technology Architecture Consultant, Step Ahead Technologies, LLC
Public Comment David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Public Comment Dennis M. Kelleher, President & CEO; Stephen W.Hall, Securities Specialist; Katelynn 0. Bradley, Attorney; and David Frenk, Director of Research; Better Markets, Inc.
Public Comment Dr. Bill Curtis, Director, Consortium for IT Software Quality
Public Comment Howard Meyerson, General Counsel, Liquidnet, Inc., New York, New York
Public Comment Jeffrey Wallis, Managing Partner, SunGard Consulting Services, New York, New York
Public Comment Joseph Adamczyk, Executive Director, Associate General Counsel, CME Group Inc.
Public Comment Larry E. Thompson, Managing Director and General Counsel, The Depository Trust Clearing Corporation
Public Comment Lev Lesokhin, Executive Vice President, Strategy and Markets, CAST, Inc., New York, New York
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum
Public Comment Marcia E. Asquith, Senior Vice President and Corporate Secretary, FINRA
Public Comment Michael Simon, Secretary, International Securities Exchange, LLC
Public Comment Norman M. Reed, Omgeo LLC, New York, New York
Public Comment R.T. Leuchtkafer
Public Comment Raymond Tamayo, Chief Information Officer, Options Clearing Corporation
Public Comment Rob Flatley, Chief Executive Officer and President, CoreOne Technologies
Public Comment Robert J. McCarthy, Director of Regulatory Policy, Wells Fargo Advisors
Public Comment Robert V. Binder, Olenick and Associates; Keith Fishe, TradeForecaster Global Markets, LLC; Rajeev Ranjan, Federal Reserve Bank of Chicago; Zach Ziliak, Ziliak Law, LLC; and Benjamin E. Van Vliet, Ph.D., Illinois Institute of Technology, Chicago, Illinois
Public Comment Scott C. Goebel, General Counsel, Fidelity Management and Research Co., Boston, Massachusetts
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Public Comment Timothy J. Mahoney, CEO, BIDS Trading, L.P., New York, New York
Public Comment Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable
Public Comment Thomas V. D'Ambrosio, Chairman, Committee on Futures and Derivatives, New York City Bar Association
Public Comment Jay M. Goldstone, Chairman, Municipal Securities Rulemaking Board, Alexandria, Virginia
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 13, 2013 meeting with representatives of the Financial Information Forum

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-01-13
Release Number
34-69077
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