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Comments on Measures to Facilitate Cross-Border Implementation of the European Union's MiFID II's Research

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Date Sort descending	Letter Type	Commenter Name
Dec. 12, 2022	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a December 12, 2022 meeting with representatives of the Alternative Investment Management Association
Oct. 3, 2022	Meeting with SEC Officials	Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 27, 2022 meeting with representatives of Capital Group Companies, Inc.
Dec. 10, 2019	Meeting with SEC Officials	Memorandum from the Office of the Investor Advocate regarding a December 10, 2019, meeting with representatives of Healthy Markets Association, et al.
Aug. 2, 2019	Public Comment	Aseel M. Rabie, Managing Director, Associate General Counsel, et al., Securities Industry and Financial Markets Association (SIFMA)
June 26, 2019	Public Comment	Tyler Gellasch, Executive Director, Healthy Market Association; Jeff Mahoney, General Counsel, Council of Institutional Investors; and Kurt Schacht, Managing Director, Advocacy, CFA Institute
May 28, 2019	Public Comment	Jack Inglis, Chief Executive Officer, Alternative Investment Management Association
April 26, 2019	Public Comment	Christopher A. Iacovella, Chief Executive Officer, American Securities Association
April 23, 2019	Public Comment	Tyler Gellasch, Executive Director, Healthy Markets
April 18, 2019	Public Comment	Michael C. Gitlin, et al., Capital Research and Management Company
April 12, 2019	Public Comment	Stuart J. Kaswell, Esq.
April 2, 2019	Public Comment	Russ Kinnel Director, Ratings, Manager Research, North America, et al., Morningstar, Inc.
March 21, 2019	Public Comment	Kenneth E. Bentsen, Jr., President and CEO, SIFMA
March 19, 2019	Public Comment	James Brigagliano and W. Hardy Callcott, Sidley Austin LLP
March 13, 2019	Public Comment	Christine Collins, Melius Research
March 13, 2019	Public Comment	David Oestreicher, Chief Legal Counsel, et al., T. Rowe Price
March 11, 2019	Public Comment	Scott Duxbury, Co-Founder, Nucleus195
March 1, 2019	Public Comment	Tyler Gellasch, Executive Director, Healthy Markets Association
Feb. 26, 2019	Public Comment	Alistair Haig, University of Edinburgh Business School
Feb. 15, 2019	Public Comment	Doug Clark, Chairman of the Board, and James Toes, President & CEO, Security Traders Association (STA)
Feb. 11, 2019	Public Comment	Michael C. Gitlin, Partner, et al. Capital Research and Management Company
Jan. 31, 2019	Public Comment	Amy C. McGarrity, Chief Investment Officer, Colorado Public Employees' Retirement Association
Jan. 31, 2019	Public Comment	David Villa, Executive Director/Chief Investment Officer, State of Wisconsin Investment Board
Jan. 31, 2019	Public Comment	Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Jan. 31, 2019	Public Comment	Vicky Sanders, Co-CEO, RSRCHXchange
Jan. 23, 2019	Public Comment	Jason De Sena Trennert, Chairman, Chief Executive Officer, Strategas Securities LLC
Jan. 17, 2019	Public Comment	Adam Jacobs-Dean, Managing Director, Global Head of Markets Regulati, AIMA
Dec. 24, 2018	Public Comment	Darwin Ocampo
Dec. 21, 2018	Public Comment	Tyler Gellasch, Executive Director, Healthy Markets
Dec. 14, 2018	Public Comment	Timothy W. Cameron, Esq., Head, and Lindsey Weber Keljo, Managing Director and Associate General Counsel; Asset Management Group, SIFMA
Oct. 16, 2018	Public Comment	Heidi W. Hardin, Executive Vice President and General Counsel, MFS Investment Management

Last Reviewed or Updated: Dec. 18, 2025

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