Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant"): Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Public Comment Christopher Klem, Ropes & Gray LLP, Boston, MA
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding an August 31, 2010 meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 24, 2010 meeting with representatives of Trumarx
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 12, 2010 meeting with representatives of the dealer industry
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 13, 2010 meeting with representatives from The Cypress Group and Koch Companies Public Sector, LLC
Public Comment Coalition for Derivatives End-Users
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association
Public Comment Charles W. Wilcoxson
Public Comment Robin McLeish, Virginia Beach, Virginia

Last Reviewed or Updated: Dec. 18, 2025

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