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Conflicts of Interest Relating to Certain Securitizations:
Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


Submitted Comments

(Click here for meetings with SEC officials)
Dec. 10, 2010 Richard A. Dorfman, Managing Director, Head of Securitization, and Christopher B. Killian, Vice President, SIFMA
Nov. 12, 2010 Mark Page, Director of Management and Budget, The City of New York
Oct. 29, 2010 Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities and Vicki O. Tucker, Chair, Committee on Securitization and Structured Finance, American Bar Association
Oct. 21, 2010 Tom Deutsch, Executive Director, American Securitization Forum
Oct. 6, 2010 Robert O.L. Lynn, Financial services consultant, New Jersey
Sep. 15, 2010 Timothy A Hogan, Chicago, Illinois
Aug. 3, 2010 Senators Jeffrey Merkley and Carl Levin, U.S. Senate
Jul. 28, 2010 Robin McLeish, Virginia Beach, Virginia

Meetings with SEC Officials

(Click here for submitted comments from the public)
Feb. 4, 2011 Memorandum from the Office of the Chairman regarding a February 4, 2011, meeting with representatives of Barclays Capital, Inc.
Jan. 11, 2011 Memorandum from the Office of the Chairman regarding a January 5, 2011 meeting with representatives of Morgan Stanley
Jan. 11, 2011 Memorandum from the Office of the Chairman regarding a January 10, 2011 meeting with representatives of Credit Suisse
Oct. 22, 2010 Memorandum from the Division of Trading and Markets and the Division of Risk, Strategy and Financial Innovation regarding an October 22, 2010 meeting with representatives of Association of Institutional Investors
Oct. 14, 2010 Memorandum from the Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation regarding an October 14, 2010, meeting with Morgan Stanley

 

http://www.sec.gov/comments/df-title-vi/conflicts-of-interest/conflicts-of-interest.shtml


Modified: 09/08/2011