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Loan or Borrowing of Securities/Securities Lending Activities: Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Sort descending	Letter Type	Commenter Name
March 30, 2015	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 30, 2015 teleconference with representatives of EquiLend
March 23, 2015	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 23, 2015 meeting with representatives of SunGard
June 21, 2012	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a June 21, 2012 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)
June 5, 2012	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a June 5, 2012 meeting with representatives of the Risk Management Association ("RMA")
April 3, 2012	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an April 3, 2012 teleconference with representatives of Data Explorers
Feb. 27, 2012	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a February 27, 2012 meeting with representatives of FINRA
Feb. 23, 2012	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a February 23, 2012 meeting with representatives of SunGard
Feb. 10, 2012	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a February 10, 2012 teleconference with representatives of the State of Wisconsin Investment Board
Jan. 27, 2012	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a January 27, 2012 meeting with personnel from SunGard
Oct. 28, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 28, 2011 teleconference with representatives of SIFMA
Oct. 22, 2011	Public Comment	Salvatore L. Saravo, Citiwide Appraisal Services, Ozone Park, New York
Oct. 20, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 20, 2011 meeting with representatives of the Options Clearing Corporation (OCC)
Sept. 30, 2011	Public Comment	Anne Sheehan, Director of Corporate Governance, California State Teachers' Retirement System, West Sacramento, California
Sept. 15, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 15, 2011 teleconference with representatives of the National Association of Insurance Commissioners (NAIC)
July 20, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a July 20, 2011 meeting with representatives of Data Explorers
July 19, 2011	Public Comment	Ashbel C. Williams, Executive Director & CIO, State Board of Administration of Florida
July 5, 2011	Public Comment	Ed Blount, CEO, The Center for the Study of Financial Market Evolution
June 29, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a June 29, 2011 meeting with representatives of Quadriserv
June 14, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a June 14, 2011 teleconference with representatives of SunGard
April 20, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an April 20, 2011 teleconference with Professor James Angel of Georgetown University
March 30, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Equilend
March 30, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of the Center for Study of Financial Market Evolution (CSFME)
March 29, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an March 29, 2011 meeting with representatives of Risk Management Association (RMA)
March 22, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an March 22, 2011 meeting with representatives of Data Explorers
March 18, 2011	Public Comment	Captive Commerical Equipment ABS Issuer Group
March 9, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 9, 2011, teleconference with representatives of ICI (Investment Company Institute)
March 8, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 8, 2011, meeting with representatives of Quadriserv
March 7, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 7, 2011, teleconference with representatives of ISLA (International Securities Lending Association)
March 3, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of ESeclending
Feb. 18, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a February 18, 2011, meeting with representatives from SIFMA

Last Reviewed or Updated: Dec. 18, 2025

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