Executive Compensation: Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Public Comment Frederic W. Cook, Frederic W. Cook & Co.
Public Comment James S. Ginocchio
Public Comment Mai Datta, Ph.D., Professor of Finance, Wayne State University, Ann Arbor, Michigan
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 5, 2010, conference call with representatives of the Glass Lewis & Co.
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 5, 2010, conference call with representatives of the Investment Adviser Association
Public Comment Mark Rome, MBA, CEO, zEthics, Sacramento, California
Public Comment Mark Rome, MBA, CEO, zEthics, Sacramento, California
Public Comment Tony Richelieu
Public Comment Teresa C. Zalcman
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an July 27, 2010, conference call with representatives of the Broadridge Financial Solutions, Inc.
Public Comment Robert M. Fields
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an July 22, 2010, conference call with representatives of the RiskMetrics Group, Inc.
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an July 20, 2010, conference call with representatives of the Investment Company Institute and its Members

Last Reviewed or Updated: Dec. 18, 2025

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