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Request to amend Financial Industry Regulatory Authority ("FINRA") Rules 12904 and 13904 to allow FINRA to cease publication of expunged arbitration awards and to redact identifying information in expunged arbitration awards

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Date Sort descending	Letter Type	Commenter Name
May 12, 2025	Public Comment	Paul Bazil, Pickard, Djinnis, and Pisarri

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-770

How to submit comments

Rules & Regulations

Enforcement & Litigation

Compliance

Request to amend Financial Industry Regulatory Authority ("FINRA") Rules 12904 and 13904 to allow FINRA to cease publication of expunged arbitration awards and to redact identifying information in expunged arbitration awards

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Request to amend Financial Industry Regulatory Authority ("FINRA") Rules 12904 and 13904 to allow FINRA to cease publication of expunged arbitration awards and to redact identifying information in expunged arbitration awards

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