Comments on Short Sale Reporting Study Required by Dodd-Frank Act Section 417(a)(2)

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Date Sort descending	Letter Type	Commenter Name
July 17, 2011	Public Comment	William L. Maltby, Burlington, North Carolina
July 16, 2011	Public Comment	Chuck Lee, Austin, Texas
July 15, 2011	Public Comment	Bobby Kochhar, Fremont, California
July 15, 2011	Public Comment	Jeff Dickey, Davis, California
July 15, 2011	Public Comment	Michael Equitz, Medford, Oregon
July 15, 2011	Public Comment	Michael F Lesser, MD, NA, Melbourne, Florida
July 15, 2011	Public Comment	Robert N. Campbell, Daphne, Alabama
July 15, 2011	Public Comment	Wayne Rogers, Pomona, California
July 9, 2011	Public Comment	Robert H. Jenkins, CEO, 47 Degree North Ventures, Belleville, Michigan
July 6, 2011	Public Comment	Lawrence A. Yost, Plymouth, Minnesota
July 5, 2011	Public Comment	Kimberly Unger, Esq., Executive Director, The Security Traders Association of New York,Inc., New York, New York
July 4, 2011	Public Comment	William Michael Cunningham, Creative Investment Research, Inc., Washington, District of Columbia
June 28, 2011	Public Comment	Jerry A. Blair, Charlotte, North Carolina
June 25, 2011	Public Comment	Bruce H. McDonald, Littleton, Colorado
June 24, 2011	Public Comment	E. A. Taylor, Santa Barbara, California
June 24, 2011	Public Comment	James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University
June 24, 2011	Public Comment	Judith Scott, General Counsel, Portfolio Recovery Associates, Inc., Norfolk, Virginia
June 23, 2011	Public Comment	Charles M. Jones, Robert W. Lear Professor of Finance and Economics, Columbia Business School; Adam V. Reed, Julian Price Associate Professor of Finance, University of North Carolina; and William Waller, Finance Department Ph.D. Student, University of North Carolina
June 23, 2011	Public Comment	Donal Smith, CEO, Data Explorers Inc.
June 23, 2011	Public Comment	Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA
June 23, 2011	Public Comment	James Chanos, Chairman, Coalition of Private Investment Companies, New York, New York
June 23, 2011	Public Comment	Jennifer S. Choi, Associate General Counsel, Investment Adviser Association
June 23, 2011	Public Comment	Karrie McMillan, General Counsel, Investment Company Institute
June 23, 2011	Public Comment	Manisha Kimmel, Executive Director, Financial Information Forum
June 23, 2011	Public Comment	The Alternative Investment Management Association Ltd., United Kingdom
June 22, 2011	Public Comment	Anonymous
June 22, 2011	Public Comment	Henry Jakala, Silverdale, Washington
June 22, 2011	Public Comment	Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
June 21, 2011	Public Comment	Janet L. McGinness, Senior Vice President - Legal & Corporate Secretary, NYSE Euronext
June 21, 2011	Public Comment	Jeffrey D. Morgan, President and CEO, National Investor Relations Institute, Vienna, Virginia

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-627

Release Number

34-64383

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Comments on Short Sale Reporting Study Required by Dodd-Frank Act Section 417(a)(2)

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