Comments on: Roundtable Discussion Regarding Rule 12b-1

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Public Comment Kevin Monroe, ChFC, FIC, hartered Financial Consultant, Monroe Financial, District Representative, Modern Woodmen of America
Public Comment Larry Mccarty, Financial Advisor, Diversified Investment Services
Public Comment Larry Mccarty, Financial Advisor, Diversified Investment Services
Public Comment Thomas Hoban, Broker, Royal Alliance
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Public Comment Tom Dice, President, Dice Financial Services Group
Public Comment Adam Van Dyke, Wall Street Financial Group, Inc., Huntington Beach, California
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Last Reviewed or Updated: Dec. 18, 2025

File Number
4-538