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Comments on the Dodd-Frank Investor Advisory Committee

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Date Sort descending	Letter Type	Commenter Name
Jan. 31, 2014	Public Comment	James Maguire, Sr., Retired NYSE Specialist, Short Hills, New Jersey
Jan. 30, 2014	Public Comment	Clive Williams, Andrew M. Brooks and Christopher P. Hayes, T. Rowe Price Associates, Inc., Baltimore, Maryland
Jan. 30, 2014	Public Comment	E. Cartier Esham, Executive Vice President, Emerging Companies, Biotechnology Industry Organization, Washington, District of Columbia
Jan. 30, 2014	Public Comment	John Daley, Chairman of the Board, and Jim Toes, President & CEO, Security Traders Association
Jan. 30, 2014	Public Comment	Kate D. Mitchell, Managing Director, Scale Venture Partners, Foster City, California
Jan. 30, 2014	Public Comment	Kenneth I. Moch, President CEO, Chimerix, Inc., Durham, North Carolina
Jan. 29, 2014	Public Comment	Bobby Franklin, President and CEO, National Venture Capital Association, Arlington, Virginia
Jan. 29, 2014	Public Comment	Cheryl Cargie, Senior Vice President, Head of Trading, Ariel Investments, Chicago, Illinois
Jan. 29, 2014	Public Comment	Ronald J. Kruszewski, Chairman, President & CEO, and Thomas Weisel, Co-Chairman of the Board, Stifel, Nicklaus & Company, Inc.
Jan. 28, 2014	Public Comment	Carter D. Mack, president, JMP Group Inc, San Francisco, California
Jan. 28, 2014	Public Comment	Norman B. Arnoff
Jan. 27, 2014	Public Comment	David Weild, IV, Chairman & CEO, and Edward H. Kim, Managing Director, IssuWorks, New York, New York
Jan. 27, 2014	Public Comment	Joseph Saluzzi and Sal Arnuk, Partners and Co-Founders, Themis Trading LLC, Chatham, New Jersey
Jan. 27, 2014	Public Comment	Peter Barris, et al., Partners, New Enterprise Associates, Menlo Park, California
Jan. 24, 2014	Public Comment	Craig Schiffer, General Partner, Tribeca Land & Cattle LP, Summit, New Jersey
Jan. 23, 2014	Public Comment	Hal S. Scott, Nomura Professor, Harvard Law School, Cambridge, Massachusetts
Jan. 23, 2014	Public Comment	Joshua Green, Chairman, National Venture Capital Association, Menlo Park, California
Jan. 23, 2014	Public Comment	Norman B. Arnoff
Jan. 22, 2014	Public Comment	Scott Kupor and Jeffrey M. Solomon, Co-Chairs, ECF Task Force
Jan. 21, 2014	Public Comment	Timothy J. Keating, CEO, Keating Capital, Inc., and President, Keating Investments, LLC
Dec. 10, 2013	Public Comment	Norman B. Arnoff, Esq.
Nov. 21, 2013	Public Comment	Kevin R. Keller, CFP Board; Lauren Schadle, FPA; Geoffrey Brown, NAPFA; David G. Tittsworth, IAA
Nov. 21, 2013	Public Comment	Norman B. Arnoff, Esq.
Nov. 20, 2013	Public Comment	Dr. Mary Booth, PhD, Director, and Kelly Bitov, Attorney, Partnership for Policy Integrity, Pelham, Massachusetts
Nov. 14, 2013	Public Comment	James McRitchie, Publisher, Corporate Governance
Nov. 14, 2013	Public Comment	Susan Seltzer, President, The Derivative Project
Nov. 8, 2013	Public Comment	Kevin R. Keller, CFP Board; Lauren Schadle, FPA; and Geoffrey Brown, NAPFA
Oct. 20, 2013	Public Comment	Mercer Bullard, President and Founder, Fund Democracy
Oct. 16, 2013	Public Comment	Knut A. Rostad, President, Institute for the Fiduciary Standard, Vienna, Virginia
Oct. 11, 2013	Public Comment	Kevin M. Carroll, Managing Director, SIFMA, Washington, District of Columbia

Last Reviewed or Updated: Dec. 18, 2025

File Number

265-28

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