About the Office

The Chicago Regional Office of the U.S. Securities and Exchange Commission has jurisdiction in Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, Ohio, and Wisconsin.

Map showing the Chicago Regional Office

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175 W. Jackson Boulevard, Suite 1450
Chicago, IL 60604
Phone: 312-353-7390
E-mail: chicago@sec.gov


Joel R. Levin, Regional Director
Kathryn A. Pyszka, Associate Regional Director (Enforcement)
Paul A. Montoya, Associate Regional Director (Enforcement)
Daniel Gregus, Associate Regional Director (Examinations)
Louis A. Gracia, Associate Regional Director (Examinations)
Vanessa L. Horton, Associate Regional Director (Examinations)

Holocaust Survivor Inspires Chicago Office

Holocaust Survivor Inspires Chicago Office
SEC Chicago Student Outreach Presentation
Senior Investor Protection Symposium Resource Materials

What’s New

SEC Charges Corbyn W. Jones of Kansas City, MO, co-founder of cannabis companies, with fraud
April 22, 2021

SEC Bars Jaime M. Westenbarger of Brentwood, TN based on a C&D order entered by the State of Michigan
April 19, 2021

SEC Bars Christopher Lee Hibbard of Louisville, KY based on his criminal conviction for wire and investment advisor fraud
April 16, 2021

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Upcoming Outreach Events

Arlington Heights Memorial Library - Virtual
Address: 500 N. Dunton, Arlington Heights, IL
Date: Wednesday, June 2, 2021
Time: 7:00 pm
Description: Presentation: Saving and Investing

Active Senior Expo
Address: William Tell Holiday Inn, 6201 Joliet Road, Countryside, IL
Date: Wednesday, June 9, 2021
Time: 9:30 am
Description: SEC staffed resource table providing investment fraud prevention materials for Seniors

Warren Township Senior Services - Virtual
Address: 17801 W. Washington St., Gurnee, IL
Date: Monday, June 21, 2021
Time: 10:30 am
Description: Presentation: Investment Fraud Prevention and Strategies for Saving and Investing

Active Senior Expo
Address: Sheraton Lisle Naperville, 3000 Warrenville Road, Lisle, IL
Date: Wednesday, July 21, 2021
Time: 9:30 am
Description: SEC staffed resource table providing investment fraud prevention materials for Seniors

Active Senior Expo
Address: Atlantis Banquets, 1273 N. Rand Road
Date: Wednesday, September 22, 2021
Time: 9:30 am
Description: SEC staffed resource table providing investment fraud prevention materials for Seniors

Active Senior Expo
Address: Abbington Banquets, 35002 IL Route 53, Glen Ellyn, IL
Date: Wednesday, October 27, 2021
Time: 9:30 am
Description: SEC staffed resource table providing investment fraud prevention materials for Seniors

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