The Chicago Regional Office of the U.S. Securities and Exchange Commission has jurisdiction in Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, Ohio, and Wisconsin.
175 W. Jackson Boulevard, Suite 1450
Chicago, IL 60604
Phone: 312-353-7390
E-mail: chicago@sec.gov
Daniel Gregus, Regional Director
Kathryn A. Pyszka, Associate Regional Director (Enforcement)
Paul A. Montoya, Associate Regional Director (Enforcement)
Louis A. Gracia, Associate Regional Director (Examinations)
Vanessa L. Horton, Associate Regional Director (Examinations)
SEC Charges Investment Adviser with Failing to Disclose Conflicts Arising from Mutual Fund and Account Recommendations
March 2, 2022
SEC Obtains Final Judgment Against Seyed Taher Kameli for Defrauding Eb-5 Investors
February 11, 2022
SEC Obtains Partial Summary Judgment Against Edward S. Walczak for Misrepresenting Risk Management in Mutual Fund
February 10, 2022
Modified: Aug. 23, 2019