Skip to main content

Company Filings

SEC Emblem
U.S. Securities and
Exchange Commission
  • About
    • Careers
    • Commissioners
    • Contact
    • Reports and Publications
    • Securities Laws
    • What We Do
  • Divisions & Offices
    • Corporation Finance
    • Enforcement
    • Investment Management
    • Economic and Risk Analysis
    • Trading and Markets
    • Office of Administrative Law Judges
    • Examinations
    • Regional Offices
    • All Divisions and Offices
  • Enforcement
    • Litigation Releases
    • Administrative Proceedings
    • Opinions and Adjudicatory Orders
    • Accounting and Auditing
    • Trading Suspensions
    • How Investigations Work
    • Receiverships
    • Information for Harmed Investors
  • Regulation
    • Rulemaking Index
    • Proposed Rules
    • Final Rules
    • Interim Final Temporary Rules
    • Other Orders and Notices
    • Self-Regulatory Organizations
    • Staff Interpretations
  • Education
    • Investor Education
    • Capital Raising
    • Small Business
    • Glossaries
  • Filings
    • EDGAR – Search & Access
    • EDGAR – Information for Filers
    • Company Filing Search
    • How to Search EDGAR
    • Requesting Public Documents
    • Forms List
    • About EDGAR
  • News
    • Press Releases
    • Speeches and Statements
    • Spotlight Topics
    • Upcoming Events
    • Webcasts
    • SEC in the News
    • SEC Videos
    • Media Gallery

User account menu

  • Log in
  • U.S. Securities and Exchange Commission
    • Divisions & Offices
    • Enforcement
    • Regulation
    • Education
    • Filings
    • Newsroom
  • Newsroom
    • Press Releases
    • Public Statements
    • Speehes
    • Testimony
  • RSS Feeds
    • Press Releases
    • Public Statements
    • Speeches
    • Testimony
  • Social Media
    • @SEC_News
    • SEC Channel
    • SEC Photostream
  • About the SEC
  • Advisory Committees
  • Commissioners
  • Contact
  • Diversity and Inclusion
  • Division and Office Directors
  • Divisions and Offices
  • Forms
  • Privacy and Security
  • Regional Offices
  • Reports and Publications
  • SEC and Markets Data
  • Securities Laws
  • Upcoming Events
  • What We Do
  • About the SEC
  • Advisory Committees
  • Commissioners
  • Contact
  • Diversity and Inclusion
  • Division and Office Directors
  • Divisions and Offices
  • Forms
  • Privacy and Security
  • Regional Offices
  • Reports and Publications
  • SEC and Markets Data
  • Securities Laws
  • Upcoming Events
  • What We Do

Chicago Regional Office

About the Office

The Chicago Regional Office of the U.S. Securities and Exchange Commission has jurisdiction in Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, Ohio, and Wisconsin.

Map showing the Chicago Regional Office

Contact Us »

175 W. Jackson Boulevard, Suite 1450
Chicago, IL 60604
Phone: 312-353-7390
E-mail: chicago@sec.gov


Daniel Gregus, Regional Director
Kathryn A. Pyszka, Associate Regional Director (Enforcement)
Paul A. Montoya, Associate Regional Director (Enforcement)
Louis A. Gracia, Associate Regional Director (Examinations)
Vanessa L. Horton, Associate Regional Director (Examinations)

Holocaust Survivor Inspires Chicago Office

Holocaust Survivor Inspires Chicago Office
SEC Chicago Student Outreach Presentation
Senior Investor Protection Symposium Resource Materials

What’s New

SEC Charges Investment Adviser with Failing to Disclose Conflicts Arising from Mutual Fund and Account Recommendations
March 2, 2022

SEC Obtains Final Judgment Against Seyed Taher Kameli for Defrauding Eb-5 Investors
February 11, 2022

SEC Obtains Partial Summary Judgment Against Edward S. Walczak for Misrepresenting Risk Management in Mutual Fund
February 10, 2022

View more

Connect With Us »

Tweets by Chicago_SEC

Modified: Aug. 23, 2019

STAY CONNECTED
1 Twitter 2 Facebook 3RSS 4YouTube
6LinkedIn 8 Email Updates

About The SEC

  • Budget & Performance
  • Careers
  • Commission Votes
  • Contact
  • Contracts
  • Data Resources

Transparency

  • Accessibility & Disability
  • Diversity & Inclusion
  • FOIA
  • Inspector General
  • No FEAR Act & EEO Data
  • Ombudsman
  • Whistleblower Protection

Websites

  • Investor.gov
  • Related Sites
  • USA.gov

Site Information

  • Plain Writing
  • Privacy & Security
  • Site Map
Return to Top