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Chicago Regional Office

About the Office

The Chicago Regional Office of the U.S. Securities and Exchange Commission has jurisdiction in Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, Ohio, and Wisconsin.

 

Contact Us »

175 W. Jackson Boulevard, Suite 1450
Chicago, IL 60604
Phone: 312-353-7390
E-mail: chicago@sec.gov


Joel R. Levin, Regional Director
Kathryn A. Pyszka, Associate Regional Director (Enforcement)
Paul A. Montoya, Associate Regional Director (Enforcement)
Daniel Gregus, Associate Regional Director (Examinations)
Louis A. Gracia, Associate Regional Director (Examinations)
Vanessa L. Horton, Associate Regional Director (Examinations)

Holocaust Survivor Inspires Chicago Office

Holocaust Survivor Inspires Chicago Office

Speaking With Main Street Investors in the Windy City

Chicago roundtable event

What’s New

SEC Imposes Cease & Desist, Disgorgement and Insider Trading Penalty against Wei Duan
April 30, 2020

SEC Imposes Cease & Desist and Civil Penalties against Jonna Bianco and American Bondholders Foundation, LLC
April 30, 2020

Louis Gracia and Vanessa Horton Named Associate Directors of Investment Adviser/Investment Company Examination Program in Chicago Regional Office
April 24, 2020

View more

Upcoming Outreach Events

Vernon Area Public Library
Address: 300 Olde Half Day Road, Lincolnshire, IL (Virtual)
Date: Monday, June 15, 2020
Time: 1:00 pm
Description: Investment Fraud Prevention - Seniors and All Ages

Active Senior Expo
Address: Holiday Inn Chicago North Shore, 5300 W. Touhy Ave.,Skokie, IL
Date: Wednesday, July 22, 2020
Time: 9:30 am
Description: SEC staffed resource table providing investment fraud prevention materials for Seniors

Active Senior Expo
Address: William Tell Holiday Inn, 6201 Joliet Road, Countryside, IL
Date: Wednesday, September 9, 2020
Time: 9:30 am
Description: SEC staffed resource table providing investment fraud prevention materials for Seniors

Active Senior Expo
Address: Abbington Banquets, 35002 IL Route 53, Glen Ellyn, IL
Date: Wednesday, September 30, 2020
Time: 9:30 am
Description: SEC staffed resource table providing investment fraud prevention materials for Seniors

Northbrook Public Library
Address: 1201 Cedar Lane, Northbrook IL
Date: Tuesday, October 13, 2020
Time: 10:00 am
Description: Investment Fraud Prevention for Seniors

Active Senior Expo
Address: Atlantis Banquets, 1273 N. Rand Road, 1273 N. Rand Road
Date: Wednesday, October 28, 2020
Time: 9:30 am
Description: SEC staffed resource table providing investment fraud prevention materials for Seniors

Active Senior Expo
Address: Chicago Gaelic Park, 6119 W. 147th Street, Oak Forest, IL
Date: Wednesday, November 18, 2020
Time: 9:30 am
Description: SEC staffed resource table providing investment fraud prevention materials for Seniors

Modified: Aug. 23, 2019

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