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About

  • About the SEC
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Biography

Lori J. Schock
Lori J. Schock
Director, Office of Investor Education and Advocacy

Lori Schock was named Director of the Securities and Exchange Commission’s Office of Investor Education and Advocacy in October 2009.

She previously was Associate Director at the Financial Industry Regulatory Authority’s (FINRA) Investor Education Foundation and Office of Investor Education, and before that, was Director of Outreach at the Center for Audit Quality.

Earlier in her career, Ms. Schock served at the SEC and held positions as Acting Director, Deputy Director and Special Counsel to the Director of OIEA. She joined the agency in 2001 as a Staff Attorney.

Ms. Schock received her law degree and Master’s of Taxation from the University of Akron and her bachelor’s degree from Furman University.

Speeches and Statements

Statement on Single-Stock Levered and/or Inverse ETFs
July 11, 2022
Outline of Dodd-Frank Act and JOBS Act
June 9, 2012
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Press Releases

SEC, FINRA Issue Investor Alert On Pension or Settlement Income Streams
May 9, 2013
SEC Issues Risk Alert and Investor Bulletin on Investment Adviser Custody Rule
March 4, 2013
SEC Issues Risk Alert on Strengthening Practices for Underwriting of Municipal Securities, and Investor Bulletin on Municipal Bonds
March 19, 2012
View More Press Releases

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