Brett RedfearnFormer Director Previous SEC Positions: Director, Division of Trading and Markets: Oct. 2017 - Dec. 2020 Speeches and Statements Staff Statement Regarding Nasdaq Rule Proposal Dec. 23, 2020 Joint Statement Regarding Complex Financial Products and Retail Investors Oct. 28, 2020 Joint Statement Regarding New FAQs for Form CRS [1] Oct. 8, 2020 Update on the Consolidated Audit Trail: Data Security and Implementation Progress Aug. 21, 2020 Statement on SEC Response to the Report of the President’s Working Group on Financial Markets Aug. 10, 2020 An Update on the Commission’s Targeted Regulatory Relief to Assist Market Participants Affected by COVID-19 and Ensure the Orderly Function of our Markets June 26, 2020 View More
