Skip to main content

Company Filings

SEC Emblem
U.S. Securities and
Exchange Commission
  • About
    • Careers
    • Commissioners
    • Contact
    • Reports and Publications
    • Securities Laws
    • What We Do
  • Divisions & Offices
    • Corporation Finance
    • Enforcement
    • Investment Management
    • Economic and Risk Analysis
    • Trading and Markets
    • Office of Administrative Law Judges
    • Examinations
    • Regional Offices
    • All Divisions and Offices
  • Enforcement
    • Litigation Releases
    • Administrative Proceedings
    • Opinions and Adjudicatory Orders
    • Accounting and Auditing
    • Trading Suspensions
    • How Investigations Work
    • Receiverships
    • Information for Harmed Investors
  • Regulation
    • Rulemaking Index
    • Proposed Rules
    • Final Rules
    • Interim Final Temporary Rules
    • Other Orders and Notices
    • Self-Regulatory Organizations
    • Staff Interpretations
  • Education
    • Investor Education
    • Capital Raising
    • Small Business
    • Glossaries
  • Filings
    • EDGAR – Search & Access
    • EDGAR – Information for Filers
    • Company Filing Search
    • How to Search EDGAR
    • Requesting Public Documents
    • Forms List
    • About EDGAR
  • News
    • Press Releases
    • Speeches and Statements
    • Spotlight Topics
    • Upcoming Events
    • Webcasts
    • SEC in the News
    • SEC Videos
    • Media Gallery

User account menu

  • Log in
  • U.S. Securities and Exchange Commission
    • Divisions & Offices
    • Enforcement
    • Regulation
    • Education
    • Filings
    • Newsroom
  • Newsroom
    • Press Releases
    • Public Statements
    • Speehes
    • Testimony
  • RSS Feeds
    • Press Releases
    • Public Statements
    • Speeches
    • Testimony
  • Social Media
    • @SEC_News
    • SEC Channel
    • SEC Photostream
  • Office of the Investor Advocate
  • Speeches, Public Statements, and White Papers
  • Reports to Congress
  • Recommendations of the Investor Advocate
  • Ombudsman
  • About Our Staff
  • Additional Resources
  • Contact Information
  • POSITIER
  • Office of the Investor Advocate
  • Speeches, Public Statements, and White Papers
  • Reports to Congress
  • Recommendations of the Investor Advocate
  • Ombudsman
  • About Our Staff
  • Additional Resources
  • Contact Information
  • POSITIER

Biography

Adam T. Moore
Adam T. Moore
Senior Counsel to the Investor Advocate

Adam T. Moore currently serves as Senior Counsel to the Investor Advocate. As part of the Legal and Policy team in the Office, Mr. Moore analyzes the potential impact of proposed SEC and SRO rules on investors, particularly those that relate to market structure and broker-dealer regulation, and serves as liaison to the Division of Trading & Markets. Prior to joining the Office, Mr. Moore served as Special Counsel in the SEC’s Office of Market Supervision, supervising self-regulatory organizations, monitoring alternative trading systems, and advising on equity, fixed income, and derivative market structure initiatives.

Prior to joining the SEC in 2011, Mr. Moore worked in the DC offices of an international law firm with a practice specializing in securities litigation defense and regulatory enforcement investigations. He received his law degree from New York University and his bachelor’s degree, with distinction, from the University of Virginia.

Speeches

View More Speeches
View More Statements

Testimony

View More Testimony

Papers

Publications

STAY CONNECTED
1 Twitter 2 Facebook 3RSS 4YouTube
6LinkedIn 8 Email Updates

About The SEC

  • Budget & Performance
  • Careers
  • Commission Votes
  • Contact
  • Contracts
  • Data Resources

Transparency

  • Accessibility & Disability
  • Diversity & Inclusion
  • FOIA
  • Inspector General
  • No FEAR Act & EEO Data
  • Ombudsman
  • Whistleblower Protection

Websites

  • Investor.gov
  • Related Sites
  • USA.gov

Site Information

  • Plain Writing
  • Privacy & Security
  • Site Map
Return to Top