Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

ALJ Initial Decisions RSS Feed


Date Sort ascending	Respondents
Dec. 23, 1993	Peter C. Calcutta Edward J. Kuhlmann, Administrative Law Judge Release No. 43 File Number: 3-7856
Dec. 15, 1993	Shaw Tehrani a/k/a, Shaw Ahmadi-Tehrani Max O. Regensteiner, Administrative Law Judge Release No. 42 File Number: 3-8154
Dec. 8, 1993	Bruce B. Bowen and Thomas Q. Cannon, Jr. Edward J. Kuhlmann, Administrative Law Judge Release No. 41 File Number: 3-7988
Nov. 8, 1993	Martin Herer Engelman, Peter Paul Kim and Lawrence David Isen Warren E. Blair, Chief Administrative Law Judge Release No. 40 File Number: 3-7719
Nov. 5, 1993	Ray H. Kobayashi Max O. Regensteiner, Administrative Law Judge Release No. 39 File Number: 3-7977
Sept. 1, 1993	Bruce L. Newberg Brenda P. Murray, Administrative Law Judge Release No. 38 File Number: 3-7651
Aug. 4, 1993	Richard D. Demaio Edward J. Kuhlmann, Administrative Law Judge Release No. 37 See Also: Errata File Number: 3-7912
July 14, 1993	Counsellors Tandem Securities Fund, Inc., Sequoia Partners, L.P. Edward J. Kuhlmann, Administrative Law Judge Release No. 36 File Number: 3-7900
May 26, 1993	Seahawk Deep Ocean Technology, Inc. Edward J. Kuhlmann, Administrative Law Judge Release No. 35 File Number: 3-7958
May 18, 1993	Kevin Upton Max O. Regensteiner, Administrative Law Judge Release No. 34 File Number: 3-7604
April 28, 1993	Kenneth E. Hassebroek Brenda P. Murray, Administrative Law Judge Release No. 33 File Number: 3-7714
March 17, 1993	The Stuart-James Co., Inc., et al. Max O. Regensteiner, Administrative Law Judge Release No. 32 See Also: Opinion File Number: 3-7164
Feb. 24, 1993	Raphael Bloom Warren E. Blair, Chief Administrative Law Judge Release No. 31 File Number: 3-7661