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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1993

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents
Fourth Quarter
43 Dec. 23, 1993 Peter C. Calcutta
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-7856
42 Dec. 15, 1993 Shaw Tehrani a/k/a, Shaw Ahmadi-Tehrani
Max O. Regensteiner,
Administrative Law Judge
File No. 3-8154
41 Dec. 8, 1993 Bruce B. Bowen and Thomas Q. Cannon, Jr.
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-7988
40 Nov. 8, 1993 Martin Herer Engelman, Peter Paul Kim and Lawrence David Isen
Warren E. Blair,
Chief Administrative Law Judge
File No. 3-7719
39 Nov. 5, 1993 Ray H. Kobayashi
Max O. Regensteiner,
Administrative Law Judge
File No. 3-7977
Third Quarter
38 Sep. 1, 1993 Bruce L. Newberg
Brenda P. Murray,
Administrative Law Judge
File No. 3-7651
37 Aug. 4, 1993 Richard D. Demaio
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-7912
See also: Errata
36 Jul. 14, 1993 Counsellors Tandem Securities Fund, Inc., Sequoia Partners, L.P.
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-7900
Second Quarter
35 May 26, 1993 Seahawk Deep Ocean Technology, Inc.
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-7958
34 May 18, 1993 Kevin Upton
Max O. Regensteiner,
Administrative Law Judge
File No. 3-7604
33 Apr. 28, 1993 Kenneth E. Hassebroek
Brenda P. Murray,
Administrative Law Judge
File No. 3-7714
First Quarter
32 Mar. 17, 1993 The Stuart-James Co., Inc., et al.
Max O. Regensteiner,
Administrative Law Judge
File No. 3-7164
(Note: Opinion)
31 Feb. 24, 1993 Raphael Bloom
Warren E. Blair,
Chief Administrative Law Judge
File No. 3-7661

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1993.shtml


Modified: 10/16/2014