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ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort ascending	Respondents
Nov. 29, 1978	The Vanguard Group, Inc., et al. Max O. Regensteiner, Administrative Law Judge Release No. 3-5281 File Number: 3-5281
Oct. 2, 1978	Robert Berkson, Maurice Rind, James Gallentine Irving Sommer, Administrative Law Judge Release No. 3-5208 File Number: 3-5208
Sept. 11, 1978	Bullington-Schas & Co., Inc., Edward J. Blumenfeld, and A. Dulaney Tipton, Jr. Irving Sommer, Administrative Law Judge Release No. 3-5282 File Number: 3-5282
Sept. 1, 1978	The Boston Company Institutional Investors, Inc., John W. Bristol & Co., Inc., Raymond L. Dirks, The Dreyfus Corporation, Manning & Napier, Tomlin, Zimmerman & Parmelee, Inc. David J. Markun, Administrative Law Judge Release No. 3-5068 File Number: 3-5068
Sept. 1, 1978	Delger Corporation (8-9914), Capital Planning Securities Company, Inc. (8-16856), Thomas A. Sartain, Sr. Ralph Hunter Tracy, Administrative Law Judge Release No. 3-5226 File Number: 3-5226
Aug. 22, 1978	Marcus, Schloss & Co., Inc. (8-17563), Frank S. Groseclose, Ronald R. Michno (8-18749), Robert A. Podesta (8-18739) Irving Sommer, Administrative Law Judge Release No. 3-5350 File Number: 3-5350
Aug. 14, 1978	Institutional Securities of Colorado, Inc., et al. Release No. 3-5104 File Number: 8-16443
Aug. 4, 1978	Allen Mansfield Warren E. Blair, Chief Administrative Law Judge Release No. 3-4504 File Number: 3-4504
July 24, 1978	Michael E. Tennenbaum (Bear, Stearns & Co. 8-00293) Ralph Hunter Tracy, Administrative Law Judge Release No. 3-5797 File Number: 3-5797
June 1, 1978	Risers' Venture Management Co., Inc. (24NY-8038) Jerome K. Soffer, Administrative Law Judge Release No. 3-5218 File Number: 3-5218
May 25, 1978	Emer-Go Corporation (24D-3462) Irving Sommer, Administrative Law Judge Release No. 3-5273 File Number: 3-5273
April 3, 1978	New South Securities, Inc., et al. Max O. Regensteiner, Administrative Law Judge Release No. 3-5389 File Number: 3-5389
March 6, 1978	Charles Michael West Sidney Ullman, Administrative Law Judge Release No. 3-5255 File Number: 3-5255
Jan. 30, 1978	M. Kimelman & Co. (812-4070) Jerome K. Soffer, Administrative Law Judge Release No. 3-5225 File Number: 3-5225
Jan. 16, 1978	Peter D. Giachini, John J. Murphy (812-4054) Irving Sommer, Administrative Law Judge Release No. 3-5169 File Number: 3-5169