ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Respondents
Richard W. Lord, Gerald P. Tomas (8-12588) Irving Schiller, Hearing Examiner
Release No. 3-2197
File Number: 3-2197
Security Savings and Loan (A Stock Corporation) (81-100) Sidney L. Feiler, Hearing Examiner
Release No. 3-2511
See Also: Opinion
File Number: 3-2511
Birkenmayer & Company, Inc.
Release No. 3-2182
See Also: Opinion
File Number: 8-4645
Daniel J. Breslin d/b/a Daniel Breslin & Associates
Release No. 3-2225
See Also: Opinion
File Number: 8-12648
Bohn-Williams Securities Corporation (now known as Don Williams Securities Corporation),
Release No. 3-1916
See Also: Opinion
File Number: 8-13843
Ivy Fund, Inc. and Studley, Shupert & Co., Inc. of Boston (812-2469) Sidney Gross, Hearing Examiner
Release No. 3-2175
See Also: Opinion
File Number: 3-2175
Lewis Securities Company, Inc. (24B-1665) Sidney L. Feiler, Hearing Examiner
Release No. 3-2259
See Also: Finality Order
File Number: 3-2259
Monte Cristo Corporation (24D-2811) Sidney L. Feiler, Hearing Examiner
Release No. 3-1982
See Also: Finality Order
File Number: 3-1982
Investors Management Co., Inc., Anchor Corporation, Madison Fund, Inc., J.M. Hartwell & Co., J.M. Hartwell & Co., Inc., Hartwell Associates, Park Westlake Associates, Van Strum & Towne, Inc., Fleschner Becker Associates, A.W. Jones & Co., A.W. Jones Associates, Fairfield Partners, Burden Investors Services, Inc., William A.M. burden & Co., The Dreyfus Corporation Warren E. Blair, Hearing Examiner
Release No. 3-1680
See Also: Opinion
File Number: 3-1680
Robert F. Krisch (8-12845) David J. Markun, Hearing Examiner
Release No. 3-2169
File Number: 3-2169
Thomas D. Ledwith Sidney L. Feiler, Hearing Examiner
Release No. 3-2039
File Number: 3-2039
Augion-Unipolar Corporation (2-32923) Warren E. Blair, Hearing Examiner
Release No. 3-2079
See Also: Opinion
File Number: 3-2079
Jess H. Nealy (Pickard & Company, Incorporated, et al.) (8-10500; 801-3605) Sidney Ullman, Hearing Examiner
Release No. 3-1660
File Number: 3-1660
Samuel B. Franklin & Company, Inc., Samuel B. Franklin, Richard J. Franklin, Jack J. Apple, Bruce D. Livington, Delmar Gladstone (8-11825) Samuel Binder, Hearing Examiner
Release No. 3-1543
File Number: 3-1543
Oceanographic Ventures, Inc. (24A-1943) Warren E. Blair, Hearing Examiner
Release No. 3-2268
See Also: Finality Order
File Number: 3-2268
Intermark Investing, Inc. (811-1041) Warren E. Blair, Hearing Examiner
Release No. 3-2256
See Also: Settlement Acceptance , and Opinion
File Number: 3-2256
Murray A. Kivitz David J. Markun, Hearing Examiner
Release No. 3-1972
See Also: Opinion
File Number: 3-1972
L.A. Frances, Ltd. (8-11635), A. Frank Sidoti, Lawrence Martire, Louis Benjamin Meadows dba Louis B. Meadows & Co. (8-12887) Sidney Gross, Hearing Examiner
Release No. 3-1987
See Also: Opinion
File Number: 3-1987
Norman F. Dacey & Associates, Inc. (8-8730), Norman F. Dacey Warren E. Blair, Hearing Examiner
Release No. 3-2178
File Number: 3-2178
International Aerospace Associates, Inc.
Release No. 3-2135-1
See Also: Opinion
File Number: 24B-1625
Dunhill Securities Corporation, Patrick R. Reymaud, Edward Flinn (8-11616) David J. Markun, Hearing Examiner, Dunhill Securities Corporation, Patrick R. Reynaud, Edward Flinn (8-11616), and Patrick R. Reynaud De Saint Oyant, Ltd. (8-14598), Patrick Rene Reynaud De Saint Oyant (a/k/a Patrick Reynaud) (consolidated) David J. Markun, Hearing Examiner
Release No. 3-1961,3-2018
See Also: Opinion
File Number: 3-1961, 3-2018
WCBA Investments, Inc., Peter Yates Taylor, Sr. (8-12554) Sidney Gross, Hearing Examiner
Release No. 3-2023
File Number: 3-2023
M.V. Gray Investments, Inc., Maxel V. Gray
Release No. 3-1811
See Also: Opinion
File Number: 8-12190
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