Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor. Please review some of the feedback opportunities below and let us know what you think.
We would like to know what you think about a proposed Relationship Summary that describes your relationship with your investment adviser or your broker-dealer (your firm) and your financial professionals. Visit the comment page for more information and instruction on this questionnaire, and read more about our efforts to hear from Main Street in a recent statement from Chairman Jay Clayton.
Find more information about our proposal here.