Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor. Please review some of the feedback opportunities below and let us know what you think.
Investment Adviser Marketing
Tell us what you think about how investment advisers market their services. Visit the comment page to provide your feedback.
Your responses will help us update the investment adviser advertising and solicitation rules so we can make it easier for you to choose an investment adviser that is right for you.
Find out more information about our proposal here.
Variable Annuity Summary Prospectus
Tell us what you think about the proposed variable annuity summary prospectus. Visit the comment page to review a sample summary prospectus and provide your feedback. Help us improve the information you receive about your variable annuity!
Find out more information on the variable annuity summary prospectus here.
View a sample variable annuity summary prospectus here.
Fund Disclosure
Does the information you get from mutual funds and other funds really work for you? Visit the comment page to provide your feedback on improving the content, design and delivery of fund disclosure.
In addition, find more information and additional questions on fund disclosure here.
Proposed Relationship Summary
We would like to know what you think about a proposed Relationship Summary that describes your relationship with your investment adviser or your broker-dealer (your firm) and your financial professionals. Visit the comment page for more information and instruction on this questionnaire, and read more about our efforts to hear from Main Street in a recent statement from Chairman Jay Clayton.
Find more information about our proposal here.