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Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposals and other pertinent issues and topics. We want to know what information is important to you, the investor. Please review some of the feedback opportunities below and let us know what you think.

Safeguarding Rule for Registered Investment Advisers

The Commission has reopened this comment period. Tell us what you think about the Commission's proposal to enhance protections of customer assets managed by registered investment advisers. Read More | Submit Your Comments
 

Investment Advisers Operating Exclusively Through the Internet

Tell us what you think about the Commission's proposed reforms to ensure that investment advisers operating exclusively through the internet are subject to efficient and effective oversight when providing digital investment advisory services to clients. Read More | Submit Your Comments
 

Conflicts of Interest Associated With Use of Predictive Data Analytics

Tell us what you think about the Commission's proposal to better protect investors from harm arising from certain conflicts of interest associated with the use of predictive data analytics by broker-dealers and investment advisers in investor interactions. Read More | Submit Your Comments
 

Daily Computation of Customer and Broker-Dealer Reserve Requirements

Tell us what you think about the Commission's proposed enhancements to the rule that protects a customer’s cash and securities held at a broker-dealer, increasing from weekly to daily the frequency of the computations of the net cash a broker-dealer owes to customers and other broker-dealers. Read More | Submit Your Comments