We’re asking everyday investors like you what you think about how investment advisers market their services. Your responses will help us update the marketing rules for investment advisers.
It’s important to us at the SEC to hear from individual investors so we can make it easier for you to choose an investment adviser that is right for you. Please take a few minutes to answer any or all of these questions. Please provide your comments by [INSERT DATE 60 DAYS AFTER PUBLICATION OF THE PROPOSAL IN THE FEDERAL REGISTER] - and thank you for your feedback!
If you are interested in background information on the proposed rule, click here.
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