Enforcement

Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
First American Group, Inc.
Diamond Title Services, LLC
Judgment
Capital Acquisition Group Inc.
Binary Market Arbitration Refund
Bernstein, Whitman & Lloyds
Beltrades
Atlantic Group
Atlanta Mediation Group
Asprey Associates
Allied Capitals
Allianze Global Insurance Inc.
Zilton Capital
Banc De Binary
Abacus & Partners
34-87809
AP-6720
AP-6719
34-87805
34-87802
Blackstone Alternative Alpha Fund, et al.
Order Designating Certain Jurisdictions as "Listed Jurisdictions" for Purposes of Applying the Security-Based Swap Dealer De Minimis Exception of Rule 3a71-3(d) Under the Exchange Act to Certain Cross-Border Security-Based Swap Transactions
Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2020
Blockchain of Things, Inc. (Order Under Rule 506(d)(2)(ii) of the Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(v)(B) Disqualification Provision)
Order Designating Certain Jurisdictions as "Listed Jurisdictions" for Purposes of Applying the Security-Based Swap Dealer De Minimis Exception of Rule 3a71-3(d) Under the Exchange Act to Certain Cross-Border Security-Based Swap Transactions
Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2020
Blockchain of Things, Inc. (Order Under Rule 506(d)(2)(ii) of the Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(v)(B) Disqualification Provision)
Judgment
Judgment
Judgment
Judgment
SEC Complaint
Judgment
MetLife to Pay $10 Million for Longstanding Internal Control Failures
Judgment
Judgment
Judgment
Judgment
Judgment
SEC Charges Broker-Dealers With Illicitly Profiting in Partial Tender Offer
Issuer Settles Unregistered ICO Charges, Agrees to Return Funds and Register Tokens
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
SEC Complaint
34-87800
LR-24692
LR-24693
LR-24694
34-87786
33-10736
34-87793
34-87787
North Square Investments Trust, et al.
Silicon Valley IT Administrator and Friends Charged in Multimillion Dollar Insider Trading Ring
Judgment
Attorney Appointment Application
34-87772
33-10733
Prospect Capital Corporation, et al.
Prospect Capital Corporation, et al.
Request to amend Rule 612 of Regulation NMS to adopt intelligent tick-size regime
Request to amend Rule 612 of Regulation NMS to adopt intelligent tick-size regime
Judgment
SEC Charges Former Goldman Sachs Executive With FCPA Violations
33-10732
LR-24691
34-87750
34-87764
34-87751
AMG Pantheon Master Fund, LLC, et al.
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
Judgment
United States Securities Liquidations Department
International Protection and Surveillance Authority
Foreign Investors Surveillance Authority

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Enforcement