34-60334
July 17, 2009
SR-ISE-2009-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (74 FR 36802)
34-60330
July 17, 2009
SR-FINRA-2009-044
Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2262 (Disclosure of Control Relationship With Issuer), 2269 (Disclosure of Participation or Interest in Primary or Secondary Distribution) and 5260 (Prohibition on Transactions, Publication of Quotations, or Publication of Indications of Interest During Trading Halts) in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-60659 Federal Register version (74 FR 36787)
34-60338
July 17, 2009
SR-CBOE-2009-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism Comments Due: Federal Register version (74 FR 36803)
34-60317
July 16, 2009
SR-NYSEAmex-2009-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 2 To Redefine the Term "Member Organization" Comments Due: Federal Register version (74 FR 36799)
34-60321
July 16, 2009
SR-NYSEArca-2009-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(mm) Comments Due: Federal Register version (74 FR 36796)
34-60322
July 16, 2009
SR-NYSEArca-2009-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services Comments Due: Federal Register version (74 FR 36794)
34-60318
July 16, 2009
SR-NYSE-2009-63
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 2 To Redefine the Term "Member Organization" Comments Due: Federal Register version (74 FR 36797)
34-60320
July 16, 2009
SR-CTA-2009-01
Notice of Filing and Immediate Effectiveness of the Twelfth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan Comments Due: Federal Register version (74 FR 37069)
34-60323
July 16, 2009
SR-NASDAQ-2009-067
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center Comments Due: Federal Register version (74 FR 36543)
34-60324
July 16, 2009
SR-NASDAQ-2009-068
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center Comments Due: Federal Register version (74 FR 36542)
34-60316
July 16, 2009
SR-CBOE-2009-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Immediately Add New FAZ and FAS Option Series Within Five Days of Expiration Comments Due: Federal Register version (74 FR 36801)
34-60313
July 15, 2009
SR-BATS-2009-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Federal Register version (74 FR 36293)
34-60312
July 15, 2009
SR-NYSE-2009-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Until August 1, 2009 the Operation of Interim NYSE Rule 128, Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions Comments Due: Federal Register version (74 FR 36298)
34-60314
July 15, 2009
SR-MSRB-2009-09
Notice of Filing of Proposed Rule Change Relating to Rule G-32, on Disclosures in Connection With Primary Offerings, Form G-32, and the Primary Market Disclosure and Primary Market Subscription Services of the MSRB's Electronic Municipal Market Access System (EMMA) Comments Due: View Received Comments Rel. No. 34-61238 Federal Register version (74 FR 36300)
34-60315
July 15, 2009
SR-MSRB-2009-10
Notice of Filing of Proposed Rule Change Relating to Additional Voluntary Submissions by Issuers to the MSRB's Electronic Municipal Market Access System (EMMA) Comments Due: View Received Comments Rel. No. 34-61237 Federal Register version (74 FR 36294)
34-60311
July 15, 2009
SR-ISE-2009-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expose All-or-None Orders on a Three-Month Pilot Basis Comments Due: Federal Register version (74 FR 36290)
34-60307
July 15, 2009
SR-CBOE-2009-048
Notice of Filing of a Proposed Rule Change Regarding Authority Over C2 Options Exchange, Incorporated Comments Due: Rel. No. 34-61140 Federal Register version (74 FR 36289)
34-60305
July 14, 2009
SR-NYSE-2009-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Lower Its Market Capitalization Continued Listing Standard Comments Due: Federal Register version (74 FR 35220)
34-60304
July 14, 2009
SR-DTC-2009-11
Notice of Filing of Proposed Rule Change To Eliminate One of the Indemnity Surety Programs in the Profile Modification System Comments Due: Rel. No. 34-60594 Federal Register version (74 FR 35221)
34-60296
July 13, 2009
SR-NYSEAmex-2009-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Adopting Rule 968NY-Cabinet Trades Comments Due: Federal Register version (74 FR 35217)
34-60297
July 13, 2009
SR-NYSE-Amex-2009-42
Notice of Filing of Proposed Rule Change To Propose New Rules To Govern Electronic Complex Order Trading Comments Due: Rel. No. 34-60554 Federal Register version (74 FR 35223)
34-60298
July 13, 2009
SR-FICC-2008-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Schedules Comments Due: Federal Register version (74 FR 35218)
34-60295
July 13, 2009
SR-CBOE-2009-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market-Maker Guidelines Comments Due: Federal Register version (74 FR 35215)
34-60283
July 10, 2009
SR-NYSEAmex-2009-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Its Option Trading Rules in Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis Comments Due: Federal Register version (74 FR 34813)
34-60286
July 10, 2009
SR-NYSEAmex-2009-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Extend the Short Term Option Series Pilot Program Comments Due: Federal Register version (74 FR 34834)
34-60288
July 10, 2009
SR-NYSEAmex-2009-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 72 To Eliminate Parity Allocations for DMM Interest Added Intra Day During a Slow Quote or When Verbally Trading With Floor Brokers at the Point of Sale Comments Due: Federal Register version (74 FR 34829)
34-60290
July 10, 2009
SR-NYSEAmex-2009-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 60, 70 and 1000 To Reflect Modifications to the Manner in Which the Exchange Will Quote and Trade With Respect to Liquidity Replenishment Points Comments Due: Federal Register version (74 FR 34826)
34-60284
July 10, 2009
SR-CHX-2009-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Article 20, Rule 1 Relating to the Declaration of Trading Halts on the Exchange Comments Due: Federal Register version (74 FR 34836)
34-60282
July 10, 2009
SR-NYSEArca-2009-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Option Trading Rules in Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis Comments Due: Federal Register version (74 FR 34837)
34-60285
July 10, 2009
SR-NYSEArca-2009-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Extend the One Week Option Series Pilot Program Comments Due: Federal Register version (74 FR 34816)
34-60278
July 10, 2009
SR-NYSE-2009-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM Comments Due: Federal Register version (74 FR 34615)
34-60287
July 10, 2009
SR-NYSE-2009-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 72 To Eliminate Parity Allocations for DMM Interest Added Intra Day During a Slow Quote or When Verbally Trading With Floor Brokers at the Point of Sale Comments Due: Federal Register version (74 FR 34817)
34-60289
July 10, 2009
SR-NYSE-2009-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 60, 70 and 1000 To Reflect Modifications to the Manner in Which the Exchange Will Quote and Trade With Respect to Liquidity Replenishment Points Comments Due: Federal Register version (74 FR 34822)
34-60281
July 10, 2009
SR-ISE-2009-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program for Short Term Options Series Comments Due: Federal Register version (74 FR 34811)
34-60266
July 9, 2009
SR-BATS-2009-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BATS Rule 11.9, Entitled "Orders and Modifiers" Comments Due: Federal Register version (74 FR 34380)
34-60268
July 9, 2009
SR-CHX-2009-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Voluntary De-Registration Rule Comments Due: Federal Register version (74 FR 34604)
34-60267
July 9, 2009
SR-Phlx-2009-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Complex Orders Comments Due: Federal Register version (74 FR 34385)
34-60272
July 9, 2009
SR-NYSEArca-2009-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. That Extends the Suspension of NYSE Arca's Stock Price Continued Listing Standard to July 31, 2009 Comments Due: Federal Register version (74 FR 34603)
34-60273
July 9, 2009
SR-NYSE-2009-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend Its Suspension of its Dollar Stock Price Continued Listing Standard to July 31, 2009 Comments Due: Federal Register version (74 FR 34606)
34-60270
July 9, 2009
SR-BX-2009-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Quarterly Options Series Pilot Program on the Boston Options Exchange Facility Comments Due: Federal Register version (74 FR 34806)
34-60274
July 9, 2009
SR-ISE-2009-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Closing Settlement Values Comments Due: Federal Register version (74 FR 34611)
34-60275
July 9, 2009
SR-ISE-2009-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permanently Establish the Quarterly Options Series Pilot Program Comments Due: Federal Register version (74 FR 34809)
34-60271
July 9, 2009
SR-CBOE-2009-039
Notice of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers Comments Due: Rel. No. 34-60555 Federal Register version (74 FR 34842)
34-60262
July 8, 2009
SR-NYSEArca-2009-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.31(x) and 7.31(kk) Comments Due: Federal Register version (74 FR 34383)
34-60261
July 8, 2009
SR-NYSE-2009-60
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC in Connection With the Proposal of NYSE Euronext To Require That at Least Three-Fourths of Its Directors Satisfy Independence Requirements Comments Due: Rel. No. 34-60542 Federal Register version (74 FR 34609)
34-60265
July 8, 2009
SR-NASDAQ-2009-058
Notice of Filing of Proposed Rule Change To Modify Port Fees Comments Due: Rel. No. 34-60546 Federal Register version (74 FR 34613)
34-60264
July 8, 2009
SR-CBOE-2009-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its CBOE Stock Exchange ("CBSX") Fees Schedule To Establish Regulatory and Inactivity Fees Comments Due: Federal Register version (74 FR 34608)
34-60258
July 7, 2009
SR-CHX-2009-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits Comments Due: Federal Register version (74 FR 34059)
34-60259
July 7, 2009
SR-CHX-2009-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Reallocation of Credits Paid to Institutional Brokers Comments Due: Federal Register version (74 FR 34062)
34-60256
July 7, 2009
SR-NYSEArca-2009-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Two New Order Types to NYSE Arca Equities Rule 7.31 Comments Due: Federal Register version (74 FR 33489)
34-60255
July 7, 2009
SR-NYSE-2009-58
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Scope of the Exchange's Prior Approval to Receive Inbound Routes from Archipelago Securities LLC ("ArcaSec"), an Affiliated Member Comments Due: Federal Register version (74 FR 34065)
34-60257
July 7, 2009
SR-BX-2009-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Further Extend the Temporary Cap on Certain Fees for Members Comments Due: Federal Register version (74 FR 34060)
34-60253
July 7, 2009
SR-ISE-2009-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Customer Cross Orders Comments Due: Federal Register version (74 FR 34063)
34-60254
July 7, 2009
SR-CBOE-2009-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees Comments Due: Federal Register version (74 FR 33491)
34-60243
July 6, 2009
SR-CHX-2009-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Adding the Post Only and Post Only ISO Order Types Comments Due: Federal Register version (74 FR 33494)
34-60249
July 6, 2009
SR-Phlx-2009-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Permanent Approval of the Exchange's Quarterly Option Series Pilot Program Comments Due: Federal Register version (74 FR 33506)
34-60246
July 6, 2009
SR-BX-2009-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide an Optional Anti-Internalization Functionality Comments Due: Federal Register version (74 FR 34057)
34-60248
July 6, 2009
SR-NASDAQ-2009-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Permanent Approval of the Exchange's Quarterly Option Series Pilot Program Comments Due: Federal Register version (74 FR 33504)
34-60236
July 2, 2009
SR-BATS-2009-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Its New Sponsored Access Risk Management Tool Service Comments Due: Federal Register version (74 FR 34068)
34-60234
July 2, 2009
SR-NSCC-2009-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Addendum O Comments Due: Federal Register version (74 FR 33307)
34-60232
July 2, 2009
SR-ISE-2009-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending the Direct Edge ECN Fee Schedule Comments Due: Federal Register version (74 FR 33309)
34-60233
July 2, 2009
SR-ISE-2009-44
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members Comments Due: Federal Register version (74 FR 33003)
34-60239
July 2, 2009
SR-FINRA-2009-045
Notice of Filing of Proposed Rule Change Relating to Transaction-Related Charges for Trade Reporting to the OTC Reporting Facility Comments Due: Rel. No. 34-60560 Federal Register version (74 FR 33492)
34-60235
July 2, 2009
SR-CBOE-2009-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Chicago Board Options Exchange Stock Exchange Fees Schedule To Establish an Additional Transaction Fee Related to Stock Option Trades Comments Due: Federal Register version (74 FR 33308)
34-60204
July 1, 2009
SR-BATS-2009-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled "Orders and Modifiers," and BATS Rule 11.12, Entitled "Priority of Orders" Comments Due: Federal Register version (74 FR 33009)
34-60214
July 1, 2009
SR-BATS-2009-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Federal Register version (74 FR 32997)
34-60225
July 1, 2009
SR-NYSEAmex-2009-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 960NY-Trading Differentials Comments Due: View Received Comments Federal Register version (74 FR 32990)
34-60206
July 1, 2009
SR-NYSEAmex-2009-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services Comments Due: Federal Register version (74 FR 32214)
34-60217
July 1, 2009
SR-NYSEAMEX-2009-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules To Allow Customers To Transmit Orders on the Exchange With Settlement Instructions of "Cash," "Next Day" and "Seller's Option" Directly to a Floor Broker for Manual Execution Comments Due: Federal Register version (74 FR 33286)
34-60226
July 1, 2009
SR-NYSEAmex-2009-33
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending the Linkage Fees Portion of the Schedule of Fees and Charges for Exchange Services Comments Due: Federal Register version (74 FR 33005)
34-60209
July 1, 2009
SR-Phlx-2009-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Related to a Specialist Fee Credit for Linkage Orders Comments Due: Federal Register version (74 FR 33006)
34-60210
July 1, 2009
SR-Phlx-2009-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Fees Applicable to "P" and "P/A" Orders Comments Due: Federal Register version (74 FR 32989)
34-60211
July 1, 2009
SR-Phlx-2009-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Penny Pilot Program Comments Due: View Received Comments Federal Register version (74 FR 37255)
34-60205
July 1, 2009
SR-NYSEArca-2009-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services Comments Due: Federal Register version (74 FR 33011)
34-60224
July 1, 2009
SR-NYSEArca-2009-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.72 Trading Differentials Comments Due: View Received Comments Federal Register version (74 FR 32991)
34-60216
July 1, 2009
SR-NYSE-2009-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rules To Allow Customers To Transmit Orders on the Exchange With Settlement Instructions of "Cash," "Next Day," and "Seller's Option" Directly to a Floor Broker for Manual Execution Comments Due: Federal Register version (74 FR 33283)
34-60213
July 1, 2009
SR-BX-2009-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program on the Boston Options Exchange Facility Comments Due: View Received Comments Federal Register version (74 FR 32998)
34-60221
July 1, 2009
SR-BX-2009-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule To Remove Three Classes From the Liquidity Make or Take Pricing Structure Comments Due: Federal Register version (74 FR 32996)
34-60212
July 1, 2009
SR-NASDAQ-2009-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Penny Pilot Program Comments Due: View Received Comments Federal Register version (74 FR 33000)
34-60220
July 1, 2009
SR-NASDAQ-2009-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to NASDAQ Options Market Options Participant Membership Requirements, Order Entry Times and Confirmation Statements Comments Due: Federal Register version (74 FR 33290)
34-60208
July 1, 2009
SR-ISE-2009-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees Comments Due: Federal Register version (74 FR 33012)
34-60222
July 1, 2009
SR-ISE-2009-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program Comments Due: View Received Comments Federal Register version (74 FR 32994)
34-60207
July 1, 2009
SR-CBOE-2009-041
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program Comments Due: Federal Register version (74 FR 32215)
34-60223
July 1, 2009
SR-CBOE-2009-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program Comments Due: View Received Comments Federal Register version (74 FR 32993)
34-60202
June 30, 2009
SR-Phlx-2009-54
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Fees for the Top of PHLX Options ("TOPO") Data Feed Comments Due: Rel. No. 34-60459 Federal Register version (74 FR 32675)
34-60191
June 30, 2009
SR-NYSEArca-2009-58
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 Comments Due: Federal Register version (74 FR 32660)
34-60195
June 30, 2009
SR-NYSEArca-2009-55
Notice of Filing of Proposed Rule Change To List and Trade Shares of the Dent Tactical ETF Comments Due: Rel. No. 34-60460 Federal Register version (74 FR 32678)
34-60200
June 30, 2009
SR-NYSEArca-2009-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.9-Exercise Limits Comments Due: Federal Register version (74 FR 33008)
34-60197
June 30, 2009
SR-NYSE-2009-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 to the Earlier of the Approval of SR-NYSE-2009-08 or July 24, 2009 Comments Due: Federal Register version (74 FR 32663)
34-60198
June 30, 2009
SR-BX-2009-034
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility Comments Due: Federal Register version (74 FR 33308)
34-60193
June 30, 2009
SR-NASDAQ-2009-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Listing Rules To Make Certain Technical Changes and Typographical Corrections Comments Due: Federal Register version (74 FR 32216)
34-60201
June 30, 2009
SR-NASDAQ-2009-062
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NASDAQ Last Sale Data Feeds Comments Due: Federal Register version (74 FR 32670)
34-60192
June 30, 2009
SR-ISE-2009-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (74 FR 32211)
34-60199
June 30, 2009
SR-FINRA-2009-042
Notice of Filing of Proposed Rule Change Relating to Outside Business Activities of Registered Persons Comments Due: View Received Comments Rel. No. 34-62762 Federal Register version (74 FR 32668)
34-60188
June 29, 2009
SR-Phlx-2009-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee Comments Due: Federal Register version (74 FR 32987)
34-60184
June 29, 2009
SR-NYSEArca-2009-52
Notice of Filing of Proposed Rule Change To Amend the Schedule of Fees and Charges for Exchange Services Comments Due: Rel. No. 34-60468 Federal Register version (74 FR 32209)
34-60186
June 29, 2009
SR-NASDAQ-2009-056
Notice of Filing of a Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan Comments Due: Rel. No. 34-60525 Federal Register version (74 FR 32657)
34-60187
June 29, 2009
SR-CBOE-2009-040
Notice of Filing of a Proposed Rule Change Regarding a New Options Market Linkage Structure Comments Due: Rel. No. 34-60551 Federal Register version (74 FR 32664)
34-60179
June 26, 2009
SR-NYSE-2009-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Decommissioning the Requirement for Member Organizations To Report Program Trading Activity on the Daily Program Trading Report Comments Due: View Received Comments Federal Register version (74 FR 31786)
34-60182
June 26, 2009
SR-NASDAQ-2009-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide an Optional Anti-Internalization Functionality Comments Due: Federal Register version (74 FR 32014)
