34-65191
Aug. 24, 2011
SR-NYSEArca-2011-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Commentary .02 to NYSE Arca Options Rule 6.77 To Provide for the Nullification of Reported Trades by Mutual Agreement of the Parties Thereto Comments Due: Exhibit 5 Federal Register version (76 FR 54274)
34-65181
Aug. 22, 2011
SR-NYSEAmex-2011-64
Notice of Filing of Proposed Rule Change Amending NYSE Amex Options Rule 993NY(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Amex Options Rule 993NY(b)(1)(B) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority Comments Due: Exhibit 5 Federal Register version (76 FR 53516)
34-65184
Aug. 22, 2011
SR-NYSEAmex-2011-63
Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 17(c)(2)(B) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the NYSE Amex Equities Rule 17(c)(2)(A)(ii) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority Comments Due: Exhibit 5 Federal Register version (76 FR 53511)
34-65182
Aug. 22, 2011
SR-NYSEArca-2011-62
Notice of Filing of Proposed Rule Change Amending NYSE Arca Options Rule 6.96(b)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Arca Options Rule 6.96(b)(1)(B) To More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority Comments Due: Exhibit 5 Federal Register version (76 FR 53515)
34-65185
Aug. 22, 2011
SR-NYSEArca-2011-61
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45(c)(2) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Arca Equities Rule 7.45(c)(1)(B) to More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority Comments Due: Exhibit 5 Federal Register version (76 FR 53509)
34-65183
Aug. 22, 2011
SR-NYSE-2011-45
Notice of Filing of Proposed Rule Change Amending NYSE Rule 17(c)(2)(B) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Rule 17(c)(2)(A)(ii) To More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority Comments Due: Exhibit 5 , Rel. No. 34-65453 Federal Register version (76 FR 53513)
34-65176
Aug. 22, 2011
SR-NASDAQ-2011-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Rule 4753(c) Comments Due: Federal Register version (76 FR 53518)
34-65180
Aug. 22, 2011
SR-NASDAQ-2011-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access Services Fees Comments Due: Federal Register version (76 FR 53521)
34-65174
Aug. 19, 2011
SR-Phlx-2011-115
Notice of Filing and Immediate Effectiveness To Establish and Adopt Fees for the New PSX Pre-Trade Risk Management Service Comments Due: Exhibit 5 Federal Register version (76 FR 53506)
34-65175
Aug. 19, 2011
SR-BX-2011-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish and Adopt Fees for the New BX Pre-Trade Risk Management Service Comments Due: Federal Register version (76 FR 53503)
34-65177
Aug. 19, 2011
SR-BX-2011-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period for BOX To Receive Inbound Routes of Orders From NOS Comments Due: Federal Register version (76 FR 53507)
34-65165
Aug. 18, 2011
SR-NYSEAmex-2011-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Amex Equities Rules 92, 513, 514 and Adopting New NYSE Amex Equities Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) Comments Due: Exhibit 2a , Exhibit 2b , Exhibit 2c , Exhibit 5 Federal Register version (76 FR 53009)
34-65160
Aug. 18, 2011
SR-NYSEArca-2011-54
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of the WisdomTree Dreyfus Australia & New Zealand Debt Fund Under NYSE Arca Equities Rule 8.600 Comments Due: Federal Register version (76 FR 52998)
34-65161
Aug. 18, 2011
SR-NYSEArca-2011-53
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Reflect a Change to the Benchmark Index Applicable to the Russell Equity ETF Comments Due: Rel. No. 34-65400 Federal Register version (76 FR 53004)
34-65166
Aug. 18, 2011
SR-NYSEArca-2011-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rules 6.16 and 6.16A, and Adopting New NYSE Arca Equities Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) Comments Due: Exhibit 5 Federal Register version (76 FR 53012)
34-65164
Aug. 18, 2011
SR-NYSE-2011-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Rule 92 and Adopting a New NYSE Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) Comments Due: View Received Comments Exhibit 2a , Exhibit 2b , Exhibit 2c , Exhibit 5 Federal Register version (76 FR 53015)
34-65159
Aug. 18, 2011
SR-NASDAQ-2011-118
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Name and Modify the Contents of the NASDAQ Ouch BBO Feed Comments Due: Federal Register version (76 FR 53007)
34-65158
Aug. 18, 2011
SR-MSRB-2011-11
Notice of Filing of Amendments to Rule A-3, on Membership on the Board Comments Due: View Received Comments Federal Register version (76 FR 52724)
34-65150
Aug. 17, 2011
SR-NASDAQ-2011-113
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Clerical Changes to Its Rules Comments Due: Federal Register version (76 FR 52727)
34-65147
Aug. 17, 2011
SR-CBOE-2011-075
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Registration and Qualification Requirements Comments Due: Federal Register version (76 FR 52722)
34-65143
Aug. 16, 2011
SR-BYX-2011-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Federal Register version (76 FR 52375)
34-65141
Aug. 16, 2011
SR-CME-2011-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Regarding Liens on Collateral That Relates Solely to Its Futures Clearing Operations Comments Due: Federal Register version (76 FR 52373)
34-65140
Aug. 16, 2011
SR-Phlx-2011-116
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From NASDAQ Options Services Comments Due: Federal Register version (76 FR 52374)
34-65142
Aug. 16, 2011
SR-Phlx-2011-112
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Clarifying Amendments to the Rule Book Comments Due: Exhibit 5 Federal Register version (76 FR 52371)
34-65133
Aug. 15, 2011
SR-BATS-2011-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a Bulk-Quoting Interface Comments Due: Federal Register version (76 FR 52032)
34-65135
Aug. 15, 2011
SR-Phlx-2011-111
Notice of Filing of Proposed Rule Change Requesting Permanent Approval of Pilot Program to Permit NASDAQ OMX PHLX to Receive Inbound Routes by Nasdaq Options Services Comments Due: Rel. No. 34-65399 Federal Register version (76 FR 52030)
34-65138
Aug. 15, 2011
SR-NASDAQ-2011-112
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates in Penny Pilot Options Comments Due: Federal Register version (76 FR 52369)
34-65119
Aug. 12, 2011
SR-OCC-2011-10
Notice of Filing of Proposed Rule Change To Revise Its By-Laws and Rules To Establish a Clearing Fund Amount Intended To Support Losses Under a Defined Set of Default Scenarios Comments Due: Federal Register version (76 FR 51087)
34-65126
Aug. 12, 2011
SR-NYSEArca-2011-51
Notice of Filing of Proposed Rule Change To List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF Under NYSE Arca Equities Rule 8.600 Comments Due: 34-65468A , Rel. No. 34-65468 Federal Register version (76 FR 51442)
34-65125
Aug. 12, 2011
SR-NASDAQ-2011-105
Notice of Filing of Proposed Rule Change To Establish an Acceptable Trade Range for Quotes and Orders Entered on the NASDAQ Options Market Comments Due: Rel. No. 34-65405 Federal Register version (76 FR 51453)
34-65109
Aug. 11, 2011
SR-EDGX-2011-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 Comments Due: Exhibit 5 Federal Register version (76 FR 51103)
34-65113
Aug. 11, 2011
SR-BATS-2011-028
Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.17, Entitled "Clearly Erroneous Executions" Comments Due: Federal Register version (76 FR 51089)
34-65112
Aug. 11, 2011
SR-BYX-2011-019
Notice of Filing of Proposed Rule Change To Amend BYX Rule 11.17, Entitled "Clearly Erroneous Executions" Comments Due: Federal Register version (76 FR 51092)
34-65110
Aug. 11, 2011
SR-EDGA-2011-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 Comments Due: Exhibit 5 Federal Register version (76 FR 51084)
34-65114
Aug. 11, 2011
SR-NSX-2011-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule 11.19(c) Relating to Clearly Erroneous Transactions Comments Due: Exhibit 5 Federal Register version (76 FR 51439)
34-65102
Aug. 11, 2011
SR-NYSE-Amex-2011-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128 so That Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot Under NYSE Amex Equities Rule 80C Continue To Be Resolved in the Same Manner Before Being Added to the Pilot Comments Due: Exhibit 5 Federal Register version (76 FR 51111)
34-65115
Aug. 11, 2011
SR-CHX-2011-22
Notice of Filing of Proposed Rule Change To Amend Article 20, Rule 10, Governing Clearly Erroneous Executions Comments Due: Federal Register version (76 FR 51447)
34-65098
Aug. 11, 2011
SR-Phlx-2011-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on ETFS Gold Trust Comments Due: Exhibit 5 Federal Register version (76 FR 51116)
34-65106
Aug. 11, 2011
SR-Phlx-2011-114
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process Comments Due: Exhibit 5 Federal Register version (76 FR 51079)
34-65107
Aug. 11, 2011
SR-NYSEArca-2011-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10 So That Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot Under NYSE Arca Equities Rule 7.11 Continue To Be Resolved in the Same Manner Before Being Added to the Pilot Comments Due: Exhibit 5 Federal Register version (76 FR 51105)
34-65111
Aug. 11, 2011
SR-NYSE-2011-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128 So That Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot Under NYSE Rule 80C Continue To Be Resolved in the Same Manner Before Being Added to the Pilot Comments Due: Exhibit 5 Federal Register version (76 FR 52028)
34-65105
Aug. 11, 2011
SR-BX-2011-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process Comments Due: Exhibit 5 Federal Register version (76 FR 51108)
34-65099
Aug. 11, 2011
SR-NASDAQ-2011-109
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on ETFS Gold Trust Comments Due: Exhibit 5 Federal Register version (76 FR 51114)
34-65104
Aug. 11, 2011
SR-NASDAQ-2011-116
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process Comments Due: Exhibit 5 Federal Register version (76 FR 51076)
34-65108
Aug. 11, 2011
SR-ISE-2011-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2128 Comments Due: Exhibit 5 Federal Register version (76 FR 51082)
34-65101
Aug. 11, 2011
SR-FINRA-2011-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) Comments Due: Federal Register version (76 FR 51097)
34-65137
Aug. 11, 2011
SR-FINRA-2011-040
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Supplementary Material to FINRA Rule 1230(b)(6) (Operations Professional) Comments Due: Federal Register version (76 FR 52040)
34-65103
Aug. 11, 2011
SR-CBOE-2011-078
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the CBSX Clearly Erroneous Policy Pilot Program Comments Due: Federal Register version (76 FR 51094)
34-65092
Aug. 10, 2011
SR-EDGX-2011-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012 Comments Due: Exhibit 5 Federal Register version (76 FR 50786)
34-65085
Aug. 10, 2011
SR-BATS-2011-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Federal Register version (76 FR 50803)
34-65091
Aug. 10, 2011
SR-EDGA-2011-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012 Comments Due: Exhibit 5 Federal Register version (76 FR 50788)
34-65095
Aug. 10, 2011
SR-NSX-2011-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (76 FR 50777)
34-65089
Aug. 10, 2011
SR-NYSEAmex-2011-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 2012 Comments Due: Exhibit 5 Federal Register version (76 FR 50791)
34-65083
Aug. 10, 2011
SR-Phlx-2011-113
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Comments Due: Federal Register version (76 FR 50801)
34-65088
Aug. 10, 2011
SR-NYSEArca-2011-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 2012 Comments Due: Exhibit 5 Federal Register version (76 FR 50793)
34-65090
Aug. 10, 2011
SR-NYSE-2011-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 2012 Comments Due: Exhibit 5 Federal Register version (76 FR 50790)
34-65093
Aug. 10, 2011
SR-BX-2011-055
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Federal Register version (76 FR 50781)
34-65094
Aug. 10, 2011
SR-NASDAQ-2011-115
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Comments Due: Federal Register version (76 FR 52724)
34-65084
Aug. 10, 2011
SR-ISE-2011-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Complex Orders Comments Due: Exhibit 5 Federal Register version (76 FR 50805)
34-65087
Aug. 10, 2011
SR-ISE-2011-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Comments Due: Federal Register version (76 FR 50783)
34-65086
Aug. 10, 2011
SR-FINRA-2011-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position Limit for Options on the Standard and Poor's Depositary Receipts Trust Comments Due: Federal Register version (76 FR 50796)
34-65073
Aug. 9, 2011
SR-EDGX-2011-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until January 31, 2012 Comments Due: Exhibit 5 Federal Register version (76 FR 50512)
34-65076
Aug. 9, 2011
SR-BATS-2011-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (76 FR 50525)
34-65079
Aug. 9, 2011
SR-BATS-2011-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Reviews Comments Due: Federal Register version (76 FR 50776)
34-65081
Aug. 9, 2011
SR-BATS-2011-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility Comments Due: Federal Register version (76 FR 50798)
34-65077
Aug. 9, 2011
SR-BYX-2011-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Clearly Erroneous Execution Reviews Comments Due: Federal Register version (76 FR 50795)
34-65082
Aug. 9, 2011
SR-BYX-2011-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility Comments Due: Federal Register version (76 FR 50800)
34-65074
Aug. 9, 2011
SR-EDGA-2011-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until January 31, 2012 Comments Due: Federal Register version (76 FR 50511)
34-65067
Aug. 9, 2011
SR-NSX-2011-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions Comments Due: Exhibit 5 Federal Register version (76 FR 50533)
34-65078
Aug. 9, 2011
SR-CHX-2011-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Relating to Clearly Erroneous Transactions Comments Due: Federal Register version (76 FR 50524)
34-65080
Aug. 9, 2011
SR-CHX-2011-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers Comments Due: Federal Register version (76 FR 50784)
34-65058
Aug. 9, 2011
SR-Phlx-2011-110
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule Comments Due: Federal Register version (76 FR 50519)
34-65069
Aug. 9, 2011
SR-Phlx-2011-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error in Exchange Rule 1080 Comments Due: Federal Register version (76 FR 50509)
34-65065
Aug. 9, 2011
SR-NYSEArca-2011-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 2012 Comments Due: Exhibit 5 Federal Register version (76 FR 50502)
34-65062
Aug. 9, 2011
SR-NYSE-2011-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Credits to Supplemental Liquidity Providers Comments Due: Exhibit 5 Federal Register version (76 FR 50529)
34-65064
Aug. 9, 2011
SR-NYSE-2011-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 2012 Comments Due: Exhibit 5 Federal Register version (76 FR 50505)
34-65063
Aug. 9, 2011
SR-NASDAQ-2011-110
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to NASDAQ Options Market Rules Comments Due: Federal Register version (76 FR 50521)
34-65068
Aug. 9, 2011
SR-NASDAQ-2011-114
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule Comments Due: Federal Register version (76 FR 50508)
34-65061
Aug. 9, 2011
SR-ISE-2011-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2128 To Extend the Pilot Program Comments Due: Federal Register version (76 FR 50503)
34-65072
Aug. 9, 2011
SR-ISE-2011-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2102 To Extend the Pilot Program Comments Due: Federal Register version (76 FR 50513)
34-65071
Aug. 9, 2011
SR-FINRA-2011-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Trading Pause Pilot Comments Due: Federal Register version (76 FR 50515)
34-65075
Aug. 9, 2011
SR-FINRA-2011-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions Comments Due: Exhibit 5 Federal Register version (76 FR 50528)
34-65060
Aug. 9, 2011
SR-CBOE-2011-077
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program Comments Due: Federal Register version (76 FR 50532)
34-65070
Aug. 9, 2011
SR-CBOE-2011-076
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program Comments Due: Federal Register version (76 FR 50516)
34-65053
Aug. 8, 2011
SR-OC-2011-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow for Four Decimal Point Pricing for Block and Exchange for Physical ("EFPs") Trades Comments Due: Exhibit 4 Federal Register version (76 FR 50276)
34-65056
Aug. 8, 2011
SR-BX-2011-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders Federal Register version (76 FR 50279)
34-65059
Aug. 8, 2011
SR-BX-2011-054
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule Federal Register version (76 FR 50522)
34-65055
Aug. 8, 2011
SR-NASDAQ-2011-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders Comments Due: Federal Register version (76 FR 50281)
34-65054
Aug. 8, 2011
SR-ISE-2011-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Content Outline for the Proprietary Traders Examination (Series 56) Comments Due: Federal Register version (76 FR 50277)
34-65057
Aug. 8, 2011
SR-CBOE-2011-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule To Waive the Trading Permit Holder Application Fee on the CBOE Stock Exchange for the Month of August 2011 Comments Due: Federal Register version (76 FR 50518)
34-65047
Aug. 6, 2011
SR-NYSEAmex-2011-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 985NY To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Amex System From the Floor of the Exchange for Potential Execution Comments Due: Exhibit 5 Federal Register version (76 FR 51075)
34-65066
Aug. 6, 2011
SR-NYSEAmex-2011-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 2012 Comments Due: Exhibit 5 Federal Register version (76 FR 50506)
34-65043
Aug. 5, 2011
SR-Phlx-2011-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Regarding Price Improvement XL Comments Due: Federal Register version (76 FR 49824)
34-65046
Aug. 5, 2011
SR-Phlx-2011-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee Comments Due: Exhibit 5 Federal Register version (76 FR 49821)
34-65049
Aug. 5, 2011
SR-Phlx-2011-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols Comments Due: Exhibit 5 Federal Register version (76 FR 49810)
34-65050
Aug. 5, 2011
SR-Phlx-2011-101
Notice of Filing of Proposed Rule Change Regarding Streaming Quote Traders and Remote Streaming Quote Traders Entering Certain Option Day Limit Orders Comments Due: Exhibit 5 , Rel. No. 34-65389 Federal Register version (76 FR 49816)
34-65048
Aug. 5, 2011
SR-NYSEArca-2011-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.90 To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Arca System From the Floor of the Exchange for Potential Execution Comments Due: Exhibit 5 Federal Register version (76 FR 49818)
34-65039
Aug. 5, 2011
SR-BX-2011-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination ("Series 56") Comments Due: Federal Register version (76 FR 49805)
34-65042
Aug. 5, 2011
SR-BX-2011-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination Comments Due: Federal Register version (76 FR 49807)
34-65038
Aug. 5, 2011
SR-NASDAQ-2011-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Defined Term "Closed-End Fund" in Rules 5910 and 5920 Comments Due: Federal Register version (76 FR 49515)
