34324
July 7, 2021
812-15232
Hartford Funds Exchange-Traded Trust, et al. Federal Register version (86 FR 36839)
34325
July 7, 2021
812-15195
Commonwealth Credit Partners BDC I, Inc., et al. Federal Register version (86 FR 36853)
34322
July 6, 2021
812-15187
New Age Alpha Trust and New Age Alpha Advisors, LLC Federal Register version (86 FR 36310)
34320
June 29, 2021
812-15214
BNY Mellon Alcentra Opportunistic Global Credit Income Fund and BNY Mellon Investment Adviser, Inc. Federal Register version (86 FR 35554)
34317
June 24, 2021
812-15194
iCapital KKR Private Markets Fund, et al. Federal Register version (86 FR 34798)
34318
June 24, 2021
812-15176
Investcorp Credit Management BDC, Inc., et al. Federal Register version (86 FR 34822)
34308
June 22, 2021
812-15097
Lord Abbett Floating Rate High Income Fund, et al. Federal Register version (86 FR 34107)
34309
June 22, 2021
812-15212
Capital Southwest Corporation Federal Register version (86 FR 34066)
34302
June 16, 2021
812-15210
Nationwide Mutual Funds, et al. Federal Register version (86 FR 33006)
34301
June 15, 2021
812-15151
First Eagle Alternative Capital BDC, Inc., et al. Federal Register version (86 FR 33454)
34300
June 14, 2021
812-15131
Calamos-Avenue Opportunities Fund and Calamos Avenue Management, LLC Federal Register version (86 FR 33463)
34298
June 11, 2021
812-15216
Schwab Strategic Trust, et al. Federal Register version (86 FR 32287)
34293
June 2, 2021
812-15202-01
Listed Funds Trust and Skyrocket Investments, LLC Federal Register version (86 FR 30505)
34289
May 27, 2021
812-15170
Franklin Templeton Co-Investing Interval Fund, et al. Federal Register version (86 FR 29826)
34274
May 24, 2021
812-15154
Simplify Exchange Traded Funds and Simplify Asset Management Inc. Federal Register version (86 FR 28922)
34273
May 19, 2021
812-15173
Calamos Investment Trust, et al. Federal Register version (86 FR 28160)
34270
May 12, 2021
812-15119-01
Delaware Wilshire Private Markets Master Fund, et al.; Notice of Application Federal Register version (86 FR 26759)
34267
May 10, 2021
812-15143
Teachers Insurance and Annuity Association of America, et al. Federal Register version (86 FR 26572)
34263
May 3, 2021
812-15111
Trinity Capital, Inc. Federal Register version (86 FR 24682)
34259
April 29, 2021
812-15207
HPS Corporate Lending Fund and HPS Investment Partners, LLC Federal Register version (86 FR 23764)
34248
April 22, 2021
812-15197
T. Rowe Price Associates, Inc., et al. Federal Register version (86 FR 22508)
34245
April 15, 2021
812-15203
Putnam ETF Trust, et al. Federal Register version (86 FR 20577)
34244
April 13, 2021
812-15191
The Advisors' Inner Circle Fund, Cambiar Investors, LLC and SEI Investments Distribution Co. Federal Register version (86 FR 20428)
34243
April 8, 2021
812-15199
Nuveen Fund Advisors, LLC, et al. Federal Register version (86 FR 19670)
34242
April 7, 2021
812-15101
The Ohio National Life Insurance Company, et al. Federal Register version (86 FR 19299)
34241
April 5, 2021
812-15189
Azzad Funds and Azzad Asset Management, Inc.; Notice of Application Federal Register version (86 FR 20213)
34240
April 5, 2021
812-15185
SharesPost 100 Fund and Liberty Street Advisors, Inc. Federal Register version (86 FR 20222)
34220
March 4, 2021
812-15140
Brighthouse Life Insurance Company, et al. Federal Register version (86 FR 13772)
34218
March 1, 2021
812-15174
Rand Capital Corporation, et al. Federal Register version (86 FR 12996)
34200
Feb. 23, 2021
812-15134
Russell Investment Company, et al.; Notice of Application Federal Register version (86 FR 11806)
34202
Feb. 23, 2021
812-15120
Star Mountain Credit Opportunities Fund, LP, et al. Federal Register version (86 FR 12040)
34197
Feb. 18, 2021
812-15130
Columbia Funds Series Trust, et al. Federal Register version (86 FR 11341)
34195
Feb. 16, 2021
812-15160
Strategas Trust and Strategas Securities, LLC Federal Register version (86 FR 10606)
IC-34194
Feb. 10, 2021
812-15162
IC-34194
34189
Feb. 5, 2021
812-15165
The RBB Fund, Inc., et al. Federal Register version (86 FR 9117)
34186
Feb. 2, 2021
812-15086
Muzinich BDC, Inc., et al. Federal Register version (86 FR 8667)
34184
Feb. 1, 2021
812-15166
The Advisors' Inner Circle Fund and Pathstone Family Office, LLC; Notice of Application Federal Register version (86 FR 8419)
34182
Jan. 28, 2021
812-15099
Hamilton Lane Private Assets Fund, et al. Federal Register version (86 FR 7892)
34170
Jan. 12, 2021
812-15182
Invesco Capital Management LLC, et al. Federal Register version (86 FR 5302)
34171
Jan. 12, 2021
812-15157
Natixis ETF Trust II, et al. Federal Register version (86 FR 5300)
34172
Jan. 12, 2021
812-15178
ActiveShares ETF Trust, et al. Federal Register version (86 FR 5283)
34169
Jan. 11, 2021
812-15171
ETF Series Solutions and Distillate Capital Partners LLC Federal Register version (86 FR 4143)
34165
Jan. 6, 2021
812-15066
Symmetry Panoramic Trust and Symmetry Partners, LLC Federal Register version (86 FR 2466)
34161
Jan. 4, 2021
812-15106
Esoterica Thematic Trust and Esoterica Capital LLC; Notice of Application Federal Register version (86 FR 1551)
34147
Dec. 22, 2020
812-15096-01
KKR Registered Advisor LLC and KKR Real Estate Select Trust Inc. Federal Register version (85 FR 85784)
34150
Dec. 22, 2020
812-15158
J.P. Morgan Investment Management Inc., et al.; Notice of Application Federal Register version (85 FR 85802)
34149
Dec. 22, 2020
812-15169
ALPS ETF Trust, et al. Federal Register version (85 FR 85787)
34144
Dec. 21, 2020
812-15167
ETF Series Solutions and ClearShares, LLC Federal Register version (85 FR 85716)
34145
Dec. 21, 2020
813-00395
Signature PE Fund, LLC and McDermott Will & Emery LLP Federal Register version (85 FR 85773)
34143
Dec. 18, 2020
813-00397
Citadel Enterprise Americas LLC (formerly Citadel LLC) and CEIF LLC; Notice of Application Federal Register version (85 FR 84397)
34139
Dec. 14, 2020
812-15113
Palmer Square Capital BDC Inc., et al. Federal Register version (85 FR 82014)
34138
Dec. 11, 2020
812-14951-01
KKR Income Opportunities Fund, et al. Federal Register version (85 FR 81987)
34103
Nov. 23, 2020
812-14979
Main Street Capital Corporation, et al. Federal Register version (85 FR 76121)
34099
Nov. 18, 2020
812-15156
Oaktree Strategic Income II, Inc., et al. Federal Register version (85 FR 75085)
34095
Nov. 13, 2020
812-15155
Northern Funds and Northern Trust Investments, Inc. Federal Register version (85 FR 73836)
34094
Nov. 13, 2020
812-15150
NB Crossroads Private Markets Access Fund LLC and Neuberger Berman Investment Advisers LLC Federal Register version (85 FR 73838)
34092
Nov. 12, 2020
812-15146
AdvisorShares Trust, et al. Federal Register version (85 FR 73321)
34088
Nov. 9, 2020
812-15177
Upstart Holdings, Inc. Federal Register version (85 FR 72718)
34087
Nov. 6, 2020
812-15070
Invesco Capital Management LLC, et al.; Notice of Application Federal Register version (85 FR 72712)
34086
Nov. 4, 2020
812-15083
Principal Diversified Select Real Asset Fund, et al. Federal Register version (85 FR 71696)
34080
Oct. 30, 2020
812-15144
First Eagle Credit Opportunities Fund, et al. Federal Register version (85 FR 70208)
34079
Oct. 30, 2020
812-15121
New York Life Insurance and Annuity Corporation, et al; Notice of Application Federal Register version (85 FR 70213)
34075
Oct. 27, 2020
812-15100
Investment Managers Series Trust II and AXS Investments LLC Federal Register version (85 FR 69367)
34072
Oct. 26, 2020
812-15116
Managed Portfolio Series and Tortoise Index Solutions, LLC Federal Register version (85 FR 68937)
34071
Oct. 22, 2020
812-15172
Goldman Sachs (Malaysia) Sdn. Bhd., et al.
34054
Oct. 20, 2020
812-15139
Primark Private Equity Investments Fund and Primark Advisors LLC Federal Register version (85 FR 67791)
34051
Oct. 15, 2020
812-15104
361 Social Infrastructure Fund and 361 Infrastructure Partners, LLC Federal Register version (85 FR 67034)
34050
Oct. 15, 2020
812-15038
YieldStreet Prism Fund Inc., et al. Federal Register version (85 FR 67080)
34049
Oct. 9, 2020
812-15159
Snowflake, Inc. Federal Register version (85 FR 65449)
34043
Oct. 5, 2020
812-15164
Development Bank of Japan Inc. Federal Register version (85 FR 64179)
34039
Oct. 1, 2020
812-15089
Horizon Funds and Horizon Investments, LLC Federal Register version (85 FR 63302)
34041
Oct. 1, 2020
812-15141
Invesco Capital Management LLC, et al. Federal Register version (85 FR 63325)
34031
Sept. 29, 2020
812-15142
Frost Family of Funds and Frost Investment Advisors, LLC Federal Register version (85 FR 62356)
34026
Sept. 24, 2020
812-15145
Arca U.S. Treasury Fund and Arca Capital Management, LLC Federal Register version (85 FR 61787)
34025
Sept. 24, 2020
812-15163
Deutsche Bank AG, et al. Federal Register version (85 FR 61789)
34011
Sept. 14, 2020
812-15114
GSO Asset Management LLC and Blackstone Private Credit Fund Federal Register version (85 FR 58413)
34006
Sept. 11, 2020
812-15108
Rand Capital Corporation, et al. Federal Register version (85 FR 58082)
33959A
Sept. 4, 2020
812-14997
1WS Credit Income Fund, et al. Federal Register version (85 FR 55919)
34002
Sept. 2, 2020
812-15055
Federated Hermes Adviser Series, et al.; Notice of Application Federal Register version (85 FR 55719)
34001
Sept. 2, 2020
812-15147
Resource Credit Income Fund and Sierra Crest Investment Management LLC Federal Register version (85 FR 55706)
34000
Aug. 31, 2020
812-15133
BlackRock ETF Trust III, et al. Federal Register version (85 FR 55339)
33998
Aug. 28, 2020
812-15123
Spinnaker ETF Series, et al. Federal Register version (85 FR 54598)
33958A
Aug. 28, 2020
812-15057
Morgan Stanley Direct Lending Fund, et al. Federal Register version (85 FR 54600)
33973
Aug. 19, 2020
812-15115
Principal Funds, Inc., et al.; Notice of Application Federal Register version (85 FR 52399)
33972
Aug. 17, 2020
812-15095
Owl Rock Capital Corporation II, et al. Federal Register version (85 FR 51807)
33958
July 28, 2020
812-15057
Morgan Stanley Direct Lending Fund, et al. Federal Register version (85 FR 46747)
33959
July 28, 2020
812-14997
1WS Credit Income Fund, et al. Federal Register version (85 FR 46755)
33929
July 17, 2020
812-15122
Spinnaker ETF Series, et al. Federal Register version (85 FR 44559)
33927
July 15, 2020
812-14987
FS Global Credit Opportunities Fund, et al. Federal Register version (85 FR 44117)
33925
July 13, 2020
812-15105
Runway Growth Credit Fund, Inc., et al. Federal Register version (85 FR 43614)
33924
July 10, 2020
812-15051
Aspiriant Defensive Allocation Fund and Aspiriant LLC Federal Register version (85 FR 42962)
33923
July 10, 2020
812-15093
J.P. Morgan Exchange-Traded Fund Trust, et al. Federal Register version (85 FR 42926)
33922
July 8, 2020
812-14909
OFS Capital Corp., et al. Federal Register version (85 FR 42466)
33917
July 1, 2020
812-15073
Keystone Private Income Fund and Keystone National Group, LLC Federal Register version (85 FR 41073)
33913
June 25, 2020
812-15072
Conversus StepStone Private Markets, et al. Federal Register version (85 FR 39652)
33896
June 17, 2020
812-15098
Hamilton Lane Private Assets Fund and Hamilton Lane Advisors, L.L.C. Federal Register version (85 FR 37703)
33893
June 15, 2020
812-15051
Aspiriant Defensive Allocation Fund and Aspiriant LLC
33868
May 19, 2020
812-15076
Sutter Rock Capital Corp. Federal Register version (85 FR 31575)
33867
May 18, 2020
812-15059
Varagon Capital Corporation, et al. Federal Register version (85 FR 31257)
33859
April 30, 2020
812-14774-02
USCF Advisers LLC, et al. Federal Register version (85 FR 26760)
