Investment Company Act Notice

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Release Number SEC Issue Date File Number Details
IC-35289 812-15496 Fidus Investment Corporation, et al.
IC-35286 812-15515 Overland Advantage, et al.
IC-35285 812-15486 Axonic Alternative Income Fund, et al.
IC-35280 812-15491 Andalusian Credit Company, LLC, et al.
IC-35279 812-15569 CION Grosvenor Infrastructure Fund and CION Grosvenor Management, LLC
IC-35278 812-15601 Unified Series Trust and Efficient Capital Management, LLC
IC-35277 Saba Capital Income & Opportunities Fund II and Saba Capital Management, L.P.
IC-35215 812-15275 Carlyle Secured Lending, Inc., et al.
IC-35214 812-15545 IC-35214
IC-35213 812-15395 HPS Corporate Lending Fund, et al.
IC-35191A 812-15434 IC-35191A
IC-35205 812-15553 Eagle Point Enhanced Income Trust, et al.
IC-35199 812-15478 IC-35199
IC-35197 812-15520 TCW Direct Lending, LLC, et al
IC-35191 812-15434 Goldman Sachs BDC, Inc., et al.
IC-35190 812-15547 John Hancock Multi Asset Credit Fund, et al.
See Also - Hearing Request
IC-35189 812-15535 Monachil Credit Income Fund, et al.
IC-35188 812-15519 Goldman Sachs Private Credit Corp., et al.
IC-35185 812-15450 Crescent Capital BDC, Inc., et al.
IC-35184 813-00398 F&W Investments LP and Fenwick & West LLP
IC-35183 812-15457 Polen Credit Opportunities Fund, et al.
IC-35175 812-15524 Venerable Insurance and Annuity Company, et al.
IC-35173 812-15476-01 Sound Point Meridian Capital, Inc., et al.
IC-35172 813-00410 Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP
IC-35168 812-15557 Aether Infrastructure & Natural Resources Fund
IC-35162 812-15473 Oaktree Fund Advisors, LLC, et al.
IC-35163 812-15446 Coller Secondaries Private Equity Opportunities Fund, et al.
IC-35154 812-15546 Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC
IC-35153 812-15531 James Alpha Funds Trust d/b/a Easterly Funds Trust, et al.
IC-35152 812-15464 Antares Private Credit Fund, et al.
IC-35150 812-15381 First Trust Real Assets Fund, et al.
IC-35144 Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940
IC-35143 812-15527 Coller Secondaries Private Equity Opportunities Fund and Coller Private Market Secondaries Advisors, LLC
IC-35131 812-15488 Notice of application for an order (“Order”) under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
IC-35127 812-15502 BIP Ventures Evergreen BDC, et al
IC-35122 812-15490 Diameter Credit Company, et al.
IC-35121 812-15209 Blue Tractor ETF Trust and Blue Tractor Group, LLC
IC-35120 812-15516 Roundhill ETF Trust and Roundhill Financial Inc.
IC-35119 812-15526 BondBloxx ETF Trust
IC-35118 812-15403 Investment Managers Series Trust and Liberty Street Advisors, Inc.
IC-35116 812-15534 AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP
IC-35115 812-15537 Axxes Private Markets Fund and Axxes Advisors LLC
IC-35114 812-15431 Golub Capital BDC Inc., et al.
IC-35095 812-15468 AB CarVal Opportunistic Credit Fund, et al.
IC-35094 812-15493 CAZ Strategic Opportunities Fund, et al.
IC-35090 812-15477 GC Advisors LLC and Golub Capital Private Credit Fund
IC-35089 Venerable Insurance and Annuity Company, et al.
IC-35087 812-15495 Elevation Series Trust, et al.
IC-35086 812-15522 Octagon XAI CLO Income Fund and XA Investments LLC
IC-35083 812-15429 AB CarVal Opportunistic Credit Fund, et al.
IC-35081 812-15530 Nuveen Enhanced Floating Rate Income Fund, et al.
IC-35080 812-15513 Notice of an application under section 6(c) of the Investment Company Act of 1940(the “Act”) for an exemption from sections 18(a)(2), 18(c) and 18(i) of the Act, under sections (c) and 23(c) of the Act for an exemption from rule 23c-3 under the Act, and for an order pursuant to section 17(d) of the Act and rule 17d-1 under the Act.
IC-35055 812-15514 Notice of an application under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from section 15(a) of the Act, as well as from certain disclosure requirements in rule 20a-1 under the Act, Item 19(a)(3) of Form N-1A, Items 22(c)(1)(ii), 22(c)(1)(iii), 22(c)(8) and 22(c)(9) of Schedule 14A under the Securities Exchange Act of 1934, and sections 6- 07(2)(a), (b), and (c) of Regulation S-X (“Disclosure Requirements”).
IC-35053 812-15509 Notice of an application for an order pursuant to section 6(c) of the Investment Company Act of 1940 (the “Act”) for an exemption from sections 18(a)(2), 18(c), and 18(i) of the Act, pursuant to sections 6(c) and 23(c) of the Act for an exemption from rule 23c-3 under the Act, and pursuant to section 17(d) of the Act and rule 17d-1 thereunder
IC-35056 812-15506 IC-35056
IC-35052 812-15467 IC-35052
IC-35051 812-15511 Notice of an application under section 6(c) of the Investment Company Act of 1940 (the “Act”) for an exemption from sections 18(a)(2), 18(c) and 18(i) of the Act, under sections 6(c) and 23(c) of the Act for an exemption from rule 23c-3 under the Act, and for an order pursuant to section 17(d) of the Act and rule 17d-1 under the Act.
IC-35050 812-15458 Notice of application for an order (“Order”) under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act
IC-35047 812-15459 IC-35047
IC-35046 812-15392 Kayne Anderson Energy Infrastructure Fund, Inc., et al.
IC-35045 812-15439 Nomura Alternative Income Fund, et al.
IC-35040 812-15443 Notice of an application under section 6(c) of the Investment Company Act of 1940 (the “Act”) for an exemption from sections 18(a)(2), 18(c) and 18(i) of the Act, under sections 6(c) and 23(c) of the Act for an exemption from rule 23c-3 under the Act, and for an order pursuant to section 17(d) of the Act and rule 17d-1 under the Act
IC-35036 812-15398 26North BDC, Inc., et al.
IC-35033 812-15426 Brookfield Infrastructure Income Fund, Inc. and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.
IC-35027 812-15404 Alti Private Equity Access and Commitments Fund, et al
IC-35026 812-15497 Baseline CRE Income Fund, et al.
IC-35025 812-15492 Notice of an application under section 6(c) of the Investment Company Act of 1940 (the “Act”) for an exemption from sections 18(a)(2), 18(c) and 18(i) of the Act, under sections 6(c) and 23(c) of the Act for an exemption from rule 23c-3 under the Act, and
IC-35022 812-15481 T. Rowe Price OHA Select Private Credit Fund, et al.
IC-35001 812-15415 Brookfield Infrastructure Income Fund Inc., et al.
IC-34995 813-00408 Apollo Global Management, Inc.
IC-34994 812-15462 Onex Falcon Direct Lending BDC Fund, et al.
IC-34984 813-00408 Apollo Global Management, Inc.
IC-34967 812-15472 Polen Credit Opportunities Fund and Polen Capital Credit, LLC
IC-34966 812-15423 Alpha Alternatives Assets Funds
IC-34964 812-15430 RM Opportunity Trust and Rocky Mountain Private Wealth Management L.L.C
IC-34963 812-15461 T. Rowe Price OHA Select Private Credit Fund, et al.
IC-34962 812-15181 KKR Real Estate Select Trust Inc., et al.
IC-34961 812-15323 Vista Credit Strategic Lending Corp., et al.
IC-34960 812-15465 Notice of an application under Section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from Section 15(c) of the Act.
34958 812-15460 Morningstar Funds Trust and Morningstar Investment Management LLC.
34957 812-15463 Crescent Private Credit Income Corp., and Crescent Cap NT Advisors, LLC.
34957 812-15463 Crescent Private Credit Income Corp., and Crescent Cap NT Advisors, LLC.
34953 812-15422 MBC Total Private Markets Access Fund, et al.
34946 812-15323 Vista Credit Strategic Lending Corp. et al.
34941 812-15474 Credit Suisse Asset Management, LLC, et al.
34935 812-15145 Arca U.S. Treasury Fund and Arca Capital Management, LLC
34917 812-15401 PGIM Investments LLC and PGIM Private Credit Fund
34915 812-15304 Hartford Schroders Private Opportunities Fund, et al.
34914 812-15396 JPM Private Markets Fund, et al.
34911 812-15448 Calamos Aksia Alternative Credit and Income Fund, et al.
34910 812-15449 Hennessy Funds Trust and Hennessy Advisors, Inc.
34909 812-15454 Notice of an application under section 6(c) of the Investment Company Act of 1940 (the “Act”) for an exemption from sections 18(a)(2), 18(c) and 18(i) of the Act, under sections 6(c) and 23(c) of the Act for an exemption from rule 23c-3 under the Act, and
34907 812-15365 Lafayette Square USA, Inc. et al.
34901 812-15425 Total Fund Solution and Cromwell Investment Advisors, LLC
34893 812-15364 Silver Point Specialty Lending Fund, et al.
34892 812-15428 Two Roads Shared Trust and Hypatia Capital Management LLC
34891 812-15374 Hamilton Lane Private Assets Fund, et al.
34886 812-15410 Investment Managers Series Trust II and Embassy Asset Management, LP
34881 812-15373 DoubleLine ETF Trust, et al.
34879 812-15421 MBC Total Private Markets Access Fund and Seneca Management, LLC (Notice)
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