Investment Company Act Notice

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Release Number SEC Issue Date File Number Details
IC-35907 812-15865 Loomis Sayles Credit Income Opportunities Fund, et al.
IC-35905 812-15932 Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
IC-35824A 812-15775 TCW Direct Lending VIII LLC, et al.
IC-35903 812-15888 Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
IC-35899 812-15907 Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
IC-35866 812-15916 ETF Series Solutions and Defiance ETFs, LLC
IC-35863 812-15838 MML Bay State Life Insurance Company, et al.
IC-35862 812-15826 Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
IC-35861 812-15868 Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
IC-35858 812-15930 Notice of an application under section 6(c) of the Investment Company Act of 1940 (the “Act”) for an exemption from sections 18(a)(2), 18(c) and 18(i) of the Act, under sections 6(c) and 23(c) of the Act for an exemption from rule 23c-3 under the Act, and for an order pursuant to section 17(d) of the Act and rule 17d-1 under the Act.
IC-35857 812-15901 Elevation Series Trust and Truemark Investments LLC
IC-35849 812-15882 Source Capital /DE/, et al.
IC-35845 812-15925 The RBB Fund Trust and Gladius Capital Management LP
IC-35844 812-15940 Notice of an application under section 6(c) of the Investment Company Act of 1940 (the “Act”) for an exemption from sections 18(a)(2), 18(c) and 18(i) of the Act, under sections 6(c) and 23(c) of the Act for an exemption from rule 23c-3 under the Act, and for an order pursuant to section 17(d) of the Act and rule 17d-1 under the Act.
IC-35843 812-15937 RBC BlueBay Enhanced Income Fund and RBC Global Asset Management (U.S.) Inc.
IC-35842 812-15863 Lafayette Square USA, Inc., et al.
IC-35836 812-15809 The RBB Fund Trust and Twin Oak ETF Company
IC-35835 812-15843 Kayne Anderson Energy Infrastructure Fund, Inc., et al.
IC-35834 812-15875 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15812 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15619 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15556 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15589 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15688 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15582 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15653 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15641 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15626 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15908 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15636 IC-35834-812-15636
IC-35834 812-15708 IC-35834-812-15708
IC-35834 812-15839 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15644 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15751 IC-35834-812-15751
IC-35834 812-15542 IC-35834-812-15542
IC-35834 812-15680 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15662 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15637 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15760 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15640 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15577 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15501 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15517 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15679-01 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15652 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15591 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15793 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35834 812-15570 Notice of applications under section 6(c) of the Investment Company Act of 1940 (“Act”), each for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35828 812-15819 Sardis Credit Opportunities Fund, et al.
IC-35827 812-15831 NB Private Markets Access Fund LLC, et al.
IC-35826 812-15800 Barings Corporate Investors, et al.
IC-35824 812-15775 TCW Direct Lending VIII LLC, et al.
IC-35822 812-15856 Onex Direct Lending BDC Fund, et al.
IC-35820 812-15840 Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
IC-35819 812-15849 Prospect Capital Corporation, et al.
IC-35818 812-15949 Oppenheimer & Co. Inc., et al.
IC-35817 812-15824 Shelton Funds, et al.
IC-35815 812-15818 Bain Capital Credit, LP, et al.
IC-35814 812-15902 ARK ETF Trust and ARK Investment Management LLC
IC-35813 812-15903 ARK ETF Trust and ARK Investment Management LLC
IC-35812 812-15792 Antares Private Credit Fund, et al.
IC-35811 812-15844 The RBB Fund Trust and Clearbrook Investment Consulting, LLC
IC-35800 812-15685 Columbia Credit Income Opportunities Fund, et al.
IC-35799 812-15798 Monroe Capital Corporation, et al.
IC-35798 812-15796 1WS Credit Income Fund, et al.
IC-35797 812-15855 IC-35797
IC-35796 812-15837 Wilshire Private Assets Fund, et al.
IC-35795 812-15853 MA Specialty Credit Income Fund, et al.
IC-35792 812-15845 IC-35792
IC-35770 812-15484 Notice of an application under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from sections 2(a)(32), 5(a)(1), 18(f)(1), 18(i), 22(d) and 22(e) of the Act and rule 22c-1 under the Act and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act.
IC-35769 812-15578 Axxes Opportunistic Credit Fund, et al.
IC-35767 812-15886 Diameter Dynamic Credit Fund and Diameter DCF Advisor LLC
IC-35766 812-15878 IC-35766
IC-35758 812-15887 Partners Group Lending Fund, LLC and Partners Group (USA), Inc.
IC-35754 812-15890 Cambria ETF Trust, et al.
IC-35753 812-15880 FPLF Management LLC, et al.
IC-35750 812-15835 26North BDC, Inc., et al.
IC-35749 812-15823 Privacore VPC Asset Backed Credit Fund, et al.
IC-35748 812-15815 Rand Capital Corporation, et al.
IC-35747 812-15861 TCG Strategic Income Fund, et al.
IC-35746 812-15874 PennantPark Enhanced Income Fund, et al.
IC-35745 812-15807 Banner Ridge DSCO Private Markets Fund, et al.
IC-35744 812-15860 ARK Venture Fund and ARK Investment Management LLC
IC-35743 812-15661 TCW Steel City Perpetual Levered Fund LP, et al.
IC-35741 812-15628 Crestline Lending Solutions, LLC, et al.
IC-35740 812-15609 Russell Investments New Economy Infrastructure Fund, et al.
IC-35739 812-15858 Oaktree Strategic Credit Fund, et al.
IC-35737 812-15806 Gladstone Alternative Income Fund, et al.
IC-35735 812-15801 HarbourVest Private Investments Fund, et al.
IC-35734 812-15794 Constitution Capital Access Fund, LLC, et al.
IC-35731 812-15799 Fidelity Private Credit Fund, et al.
IC-35730 812-15821 TCW Direct Lending LLC, et al.
IC-35729 812-15785 Aksia LLC, et al.
IC-35725 812-15827 IC-35725
IC-35723 812-15808 Main Street Capital Corporation, et al.
IC-35722 812-15764 ISQ OpenInfra Income Fund, et al.
IC-35708 812-15772 Partners Group Private Equity (Master Fund), LLC, et al.
IC-35704 812-15869 Man Diversified Income Fund, et al.
IC-35703 812-15551 Fortress Private Lending Fund, et al.
IC-35701 812-15600 Gemcorp Commodities Alternative Products Fund, et al.
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