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Forms

Registration or exemption from registration as a clearing agency and for amendment to registration

Sept. 30, 2002

CA-1

Form CA-1 (PDF, 440.49 KB)

Last Reviewed or Updated: Dec. 12, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Registration or exemption from registration as a clearing agency and for amendment to registration

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Registration or exemption from registration as a clearing agency and for amendment to registration