The SEC’s Office of Municipal Securities (OMS) is hosting a one-day conference focused on disclosure in the secondary market for municipal securities. Join Chairman Jay Clayton, Commissioner Hester Peirce, Commissioner Elad Roisman, Commissioner Allison Herren Lee, OMS staff, and a wide-range of market participants for a discussion of current secondary market municipal securities disclosure practices and potential opportunities for regulatory and industry improvement.
Registration is Free and Easy
For in-person attendance, please register here. For those not attending in person, the event will be webcast through www.sec.gov.
This event will be webcast. Registration is not required for those viewing virtually. A link to the webcast will be available on sec.gov and the conference website the day of the conference
8:30 – 9:30 a.m. | Registration and Networking (Coffee Provided)
[+]9:30 – 9:45 a.m. | Opening Remarks
- Jay Clayton, Chairman, Securities and Exchange Commission
- Allison Herren Lee, Commissioner, Securities and Exchange Commission
- Rebecca Olsen, Director, SEC Office of Municipal Securities
[+]9:45 – 10:45 a.m. | Panel 1: Voluntary Disclosure Practices in the Secondary Market
A discussion of municipal issuer and conduit borrower voluntary disclosure practices in the secondary market.
10:45 – 10:55 a.m. | Break
[+]10:55 – 11:55 a.m. | Panel 2: Perspectives from the Buy Side
A discussion of secondary market disclosure from perspective of the buy side.
12 – 1:15 p.m. | Lunch
[+]1:15 – 1:50 p.m. | Discussion with Commissioners
Commissioners Hester Peirce and Elad Roisman (moderated by Rebecca Olsen)
[+]1:50 – 2:50 p.m. | Panel 3: Rule 15c2-12: Retrospective Review on Recent Amendments
A discussion from the perspectives of municipal market participants of the impact of the recent Rule 15c2-12 amendments.
2:50 – 3 p.m. | Break
[+]3 – 4 p.m. | Panel 4: Secondary Market Disclosure Hot Topics
A discussion of hot topics in the area of secondary market disclosure.
March 10, 2020
9:30 a.m. to 4 p.m.
100 F Street NE
Washington, D.C. 20549
Contact the Office of Municipal Securities at (202) 551-5680 or here.
For media inquiries,
Contact SEC Office of Public Affairs at (202) 551-4120