Order Rule

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to NASD Rule 9522 ("Initiation of Eligibility Proceeding; Member Regulation Consideration")

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-50626

SEC Issue Date

Nov. 3, 2004

Federal Register Publish Date

Nov. 10, 2004

Document Citation

69 FR 65238

Resources

Notice Rule: SEC Issued Version (pdf 87.12 KB)

Notice Rule: Federal Register Version

Rel. No. 34-50848

Last Reviewed or Updated: Nov. 3, 2004

Resources

Order Rule: SEC Issued Version (pdf 57.42 KB)

Order Rule: Federal Register Version

Rel. No. 34-50626

Details

Public Comments Due

Dec. 1, 2004

File Number

SR-NASD-2004-133

Rule Type

Order

Release Number

34-50848

SEC Issue Date

Dec. 14, 2004

Federal Register Publish Date

Dec. 21, 2004

Document Citation

69 FR 76510

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to NASD Rule 9522 ("Initiation of Eligibility Proceeding; Member Regulation Consideration")

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to NASD Rule 9522 ("Initiation of Eligibility Proceeding; Member Regulation Consideration")

Notice Rule (34-50626)

Resources

Resources

Details