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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 12, 2015

Resources

Notice Rule: SEC Issued Version (pdf 109.18 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

June 8, 2015

File Number

SR-FINRA-2015-010

Rule Type

Notice

Release Number

34-74927

SEC Issue Date

May 12, 2015

Federal Register Publish Date

May 18, 2015

Document Citation

80 FR 28327

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Resources

Details