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SCCP Rulemaking

We encourage the public to submit comments on the following Stock Clearing Corporation of Philadelphia (SCCP) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  First Quarter

SCCP File Number List for 2016

Additional Archives


Chronological List

Release No. Date Details
Fourth Quarter

SR-SCCP-2016-01
34-79357 Nov. 18, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. to Implement Proxy Access
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-78984
Additional File Nos.: SR-NASDAQ-2016-127, SR-BX-2016-051, SR-ISE-2016-22, SR-ISEGemini-2016-10, SR-ISEMercury-2016-16, SR-Phlx-2016-93, SR-BSECC-2016-001
Third Quarter

SR-SCCP-2016-01
34-78984 Sep. 29, 2016 Notice of Filing of Proposed Rule Change to Amend the By-Laws of Nasdaq, Inc. to Implement Proxy Access
Comments due: October 26, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79357
Comments received are available for this proposal.
First Quarter

SR-SCCP-2015-02
34-77165 Feb. 17, 2016 Order Approving Proposed Rule Changes, as Modified by Amendments Thereto, to Amend the By-Laws of NASDAQ, Inc.
Additional File Nos.: SR-BSECC-2015-002; SR-BX-2015-085; SR-NASDAQ-2015-160; SR-Phlx-2015-113
See also: Notice: Rel. No. 34-76807


File Number List for 2016

Release No. Date Details

SR-SCCP-2016-01
34-79357 Nov. 18, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. to Implement Proxy Access
Comments due: 21 days after publication in the Federal Register
Additional File Nos.: SR-NASDAQ-2016-127, SR-BX-2016-051, SR-ISE-2016-22, SR-ISEGemini-2016-10, SR-ISEMercury-2016-16, SR-Phlx-2016-93, SR-BSECC-2016-001
34-78984 Sep. 29, 2016 Notice of Filing of Proposed Rule Change to Amend the By-Laws of Nasdaq, Inc. to Implement Proxy Access
Comments due: October 26, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

 

http://www.sec.gov/rules/sro/sccp.shtml


Modified: 11/21/2016