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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-88212 SEC Issue Date:Feb 14, 2020 File Number:SR-OC-2020-01 SRO Organization:OneChicago Details: Notice of Filing of Proposed Rule Change Relating to OneChicago Rule 307 (Application of Rules and Jurisdiction)
See Also - Exhibit 4
Release Number:34-81022 SEC Issue Date:Jun 26, 2017 File Number:SR-OC-2017-02 SRO Organization:OneChicago Details: Notice of Filing of Proposed Rule Change To Implement Four Decimal Pricing for Outright Transactions in Single Stock Futures
See Also - Exhibit 4
Release Number:34-79979 SEC Issue Date:Feb 6, 2017 File Number:SR-OC-2017-01 SRO Organization:OneChicago Details: Notice of Filing of Proposed Rule Change Regarding Fraudulent Acts
See Also - Exhibit 4
Release Number:34-76920 SEC Issue Date:Jan 15, 2016 File Number:SR-OC-2015-03 SRO Organization:OneChicago Details: Notice of Filing of Proposed Rule Change Relating to the Summary Imposition of Fines
See Also - Exhibit 4
Release Number:34-75464 SEC Issue Date:Jul 16, 2015 File Number:SR-OC-2015-02 SRO Organization:OneChicago Details: Notice of Filing of Proposed Rule Change Relating to Decimal Pricing for Spread Transactions
See Also - Exhibit 4
Release Number:34-74679 SEC Issue Date:Apr 8, 2015 File Number:SR-OC-2015-01 SRO Organization:OneChicago Details: Notice of Filing of Proposed Rule Change Relating to Ownership and Control Reports
See Also - Exhibit 4
Release Number:34-73715 SEC Issue Date:Dec 2, 2014 File Number:SR-OC-2014-06 SRO Organization:OneChicago Details: Notice of Filing of Proposed Rule Change Relating to Bilateral Block and Bilateral EFP Reporting Guidance
See Also - Exhibit 4
Release Number:34-73599 SEC Issue Date:Nov 14, 2014 File Number:SR-OC-2014-05 SRO Organization:OneChicago Details: Notice of Filing of Proposed Rule Change To Expand the Trading Hours for Bilateral Block Trades and Bilateral EFP Trades
See Also - Exhibit 4
Release Number:34-73191 SEC Issue Date:Sep 23, 2014 File Number:SR-OC-2014-04 SRO Organization:OneChicago Details: Notice of Filing of Proposed Rule Change to Update OCX's Rulebook To Remove References To the OCX.BETS and CBOEdirect Trading Platforms
See Also - Exhibit 4
Release Number:34-72497 SEC Issue Date:Jun 30, 2014 File Number:SR-OC-2014-03 SRO Organization:OneChicago Details: Notice of Filing of a Proposed Rule Change To Update OCX's Rulebook for a Filing Previously Made With the Commodity Futures Trading Commission
See Also - Exhibit 4