National Securities Clearing Corporation Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-103390 Jul 3, 2025 SR-NSCC-2025-010 National Securities Clearing Corporation National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSCC Rules to Decommission CNS Functionality Related to Level 2 Exemptions and Fully-Paid-For Accounts
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-103309 Jun 24, 2025 SR-NSCC-2025-003 National Securities Clearing Corporation Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Proposed Rule Change Relating to a Participant System Disruption
Comments Due: July 18, 2025
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-103253 Jun 18, 2025 SR-DTC-2025-006, SR-FICC-2025-009, SR-NSCC-2025-006 National Securities Clearing Corporation Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
Comments Due: May 23, 2025
View Received Comments
34-103221 Jun 10, 2025 SR-DTC-2025-007, SR-FICC-2025-010, SR-NSCC-2025-007 The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation Order Approving a Proposed Rule Changes to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
34-103199 Jun 5, 2025 SR-NSCC-2025-005 National Securities Clearing Corporation Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Concerning the Collection of Intraday Margin
Comments Due: July 2, 2025
View Received Comments
See Also - Amendment No. 1
34-102995 May 5, 2025 SR-NSCC-2025-008 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Capital Policy and the Capital Replenishment Plan
Comments Due: May 30, 2025
See Also - Exhibit 5
34-102984 May 2, 2025 SR-NSCC-2025-009 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules Relating to the Legal Entity Identifier Requirement
Comments Due: May 29, 2025
View Received Comments
See Also - Exhibit 5
34-102981 May 2, 2025 SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to a Participant System Disruption
View Received Comments
34-102940 Apr 28, 2025 SR-NSCC-2025-006 National Securities Clearing Corporation Notice of Filing of Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
Comments Due: May 23, 2025
View Received Comments
See Also - Exhibit 5
34-102919 Apr 23, 2025 SR-NSCC-2025-007 National Securities Clearing Corporation Notice of Filing of Proposed Rule Change to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
Comments Due: May 20, 2025
See Also - Exhibit 5