Comments on NSCC Rulemaking

National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the New Separately Managed Accounts Service

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Glassman regarding a April 8, 2004 meeting with representatives of CheckFree Corporation and counsel for the company, Alston & Bird, LLP
Meeting with SEC Officials Memorandum from the Office of Commissioner Glassman regarding a December 1, 2004 meeting with representatives of Depository Trust & Clearing Corporation
Public Comment Margaret A. Sheehan
Public Comment Ron Pruitt, Chief Investment Officer, Placement Investments
Public Comment Anil Kumar
Public Comment Robert McCormick, Mellon Bank, N.A
Public Comment Margaret A. Sheehan, Alston & Bird LLP on behalf of CheckFree Corporation
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a May 14, 2004 meeting with representatives of CheckFree Corporation
Public Comment Carol A. Jameson, Vice President and Senior Counsel, National Securities Clearing Corporation
Public Comment Christopher L. Davis, Executive Director, Money Management Institute
Public Comment Margaret A. Sheehan, on behalf of CheckFree Corporation
Public Comment Richard B. Nesson
Meeting with SEC Officials Memorandum from the Division of Market Regulation, regarding a March 9, 2004, meeting with CheckFree Corporation
Public Comment Charles Douglas Bethill, Thacher Proffitt & Wood LLP
Public Comment Michael Wiles, SMA Business Manager, Advent Software
Public Comment Lee Chertavian, Chairman & CEO, Placemark Investments, Inc.
Public Comment Chris Cool, Principal, Business Technology Alliance, LLC
Public Comment David J. Freniere, Senior Vice President & Assistant General Counsel, Linsco/Private Ledger Corp.
Public Comment Margaret A. Sheehan, Alston & Bird LLP on behalf of CheckFree Corporation
Public Comment Thomas P. Sholes, Senior Vice President and Managing Director, PFPC Managed Account Services
Public Comment Tod Parrott, mutual funds/separate accounts consultant, Rockaway Partners Ltd.
Public Comment Vincent J. Lepore
Public Comment James P. Horan, Senior Vice President, DST Systems, Inc.
Public Comment Senator Zell Miller, U.S. Senate
Public Comment Bruce M. Aronow, Executive Vice President, Chief Operating & Financial Officer, Rorer Asset Management, LLC
Public Comment Kevin M. Hunt, Chief Sales and Marketing Officer, Old Mutual Asset Management
Public Comment Marc Zeitoun, Senior Vice President, Director, Managed Accounts; Rick Austin Senior Vice President, Manager, SMA Operations, Trading & Client Reporting, UBS Financial Services Inc.
Public Comment R. Mark Pennington Partner, Director of Separately Managed Accounts, Lord, Abbett & Co LLC
Public Comment Allen J. Williamson, Group President, Managed Assets, Nuveen Investments LLC
Public Comment Charles Widger, Chief Executive Officer, Brinker Capital

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NSCC-2003-21
Release Number
34-48846
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