NSCC Advance Notice Rulemaking

We encourage the public to submit comments on the following National Securities Clearing Corporation (NSCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

NSCC Advance Notice Rulemaking File Number List for 2021

Additional Archives

Chronological List for 2021

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Release No. Date Details
SR-NSCC-2021-803
34-92568 Aug. 5, 2021 Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes
Comments due: August 27, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
See also: Memo regarding the Commission's Request for Additional Information;Response to the Commission’s Request for Additional Information ; SR-NSCC-2021-010
SR-NSCC-2021-801
34-91770 May 4, 2021 Notice of No Objection to Advance Notice to Amend the Supplemental Liquidity Deposit Requirements
SR-NSCC-2021-802
34-91720 Apr. 29, 2021 Notice of Filing of and No Objection to Advance Notice Regarding the Renewal of a 364-day Committed Revolving Line-of-Credit and Future Annual Renewals
Comments due: May 26, 2021
SR-NSCC-2021-801
34-91347 Mar. 18, 2021 Notice of Filing of Advance Notice to Amend the Supplemental Liquidity Deposit Requirements
Comments due: April 8, 2021
Additional Materials: Exhibit 3, Exhibit 5
See also: NSCC-2021-002
Comments received are available for this proposal.

File Number List for 2021

Release No. Date Details
SR-NSCC-2021-803
34-92568 Aug. 5, 2021 Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes
Comments due: August 27, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
See also: Memo regarding the Commission's Request for Additional Information; Response to the Commission’s Request for Additional Information ; SR-NSCC-2021-010
SR-NSCC-2021-802
34-91720 Apr. 29, 2021 Notice of Filing of and No Objection to Advance Notice Regarding the Renewal of a 364-day Committed Revolving Line-of-Credit and Future Annual Renewals
Comments due: May 26, 2021
SR-NSCC-2021-801
34-91770 May 4, 2021 Notice of No Objection to Advance Notice to Amend the Supplemental Liquidity Deposit Requirements
34-91347 Mar. 18, 2021 Notice of Filing of Advance Notice to Amend the Supplemental Liquidity Deposit Requirements
Comments due: April 8, 2021
Additional Materials: Exhibit 3, Exhibit 5
See also: NSCC-2021-002
Comments received are available for this proposal.