NSCC Advance Notice Rulemaking
We encourage the public to submit comments on the following National Securities Clearing Corporation (NSCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
First Quarter
NSCC File Number List for 2018
Additional Archives
2018 | 2017 |2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2018
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| SR-NSCC-2017-805 | ||
| 34-83955 | Aug. 27, 2018 | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Adopt a Recovery & Wind-down Plan and Related Rules |
| SR-NSCC-2017-806 | ||
| 34-83952 | Aug. 27, 2018 | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Amend the Loss Allocation Rules and Make Other Changes |
| SR-NSCC-2017-806 | ||
| 34-83748 | Jul. 31, 2018 | Notice of Filing of Amendment No. 1 to an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes
Comments due: August 21, 2018 Additional Materials: Exhibit 4, Exhibit 5 See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information Comments received are available for this proposal. |
| SR-NSCC-2017-805 | ||
| 34-83745 | Jul. 31, 2018 | Notice of Filing of Amendment No. 1 to an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due: August 21, 2018 Additional Materials: Exhibit 4, Exhibit 5a, Exhibit 5b See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information Comments received are available for this proposal. |
| First Quarter | ||
| SR-NSCC-2017-808 | ||
| 34-82780 | Feb. 26, 2018 | Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Enhance the Calculation of the Volatility Component of the Clearing Fund Formula that Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge |
| SR-NSCC-2017-807 | ||
| 34-82676 | Feb. 9, 2018 | Notice of No Objection to an Advance Notice to Increase the Authorized Amount Under the Prefunded Liquidity Program |
| SR-NSCC-2017-808 | ||
| 34-82631 | Feb. 5, 2018 | Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Enhance the Calculation of the Volatility Component of the Clearing Fund Formula that Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge
Comments due: February 23, 2018 Additional Materials: Exhibit 5 |
| SR-NSCC-2017-806 | ||
| 34-82584 | Jan. 24, 2018 | Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes
Comments due: February 14, 2018 Additional Materials: Exhibit 5 See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information Comments received are available for this proposal. |
| SR-NSCC-2017-805 | ||
| 34-82581 | Jan. 24, 2018 | Notice of Filing and Extension of the Review Period of an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due: February 14, 2018 Additional Materials: Exhibit 5a, Exhibit 5b See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information Comments received are available for this proposal. |
NSCC-AN File Number List for 2018
| Release No. | Date | Details |
|---|
There are no file number entries at this time.