NSCC Advance Notice Rulemaking
We encourage the public to submit comments on the following National Securities Clearing Corporation (NSCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
NSCC Advance Notice Rulemaking File Number List for 2021
Additional Archives
2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2021
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| Release No. | Date | Details |
|---|---|---|
| SR-NSCC-2021-803 | ||
| 34-92568 | Aug. 5, 2021 | Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes
Comments due: August 27, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. See also: Memo regarding the Commission's Request for Additional Information;Response to the Commission’s Request for Additional Information ; SR-NSCC-2021-010 |
| SR-NSCC-2021-801 | ||
| 34-91770 | May 4, 2021 | Notice of No Objection to Advance Notice to Amend the Supplemental Liquidity Deposit Requirements |
| SR-NSCC-2021-802 | ||
| 34-91720 | Apr. 29, 2021 | Notice of Filing of and No Objection to Advance Notice Regarding the Renewal of a 364-day Committed Revolving Line-of-Credit and Future Annual Renewals
Comments due: May 26, 2021 |
| SR-NSCC-2021-801 | ||
| 34-91347 | Mar. 18, 2021 | Notice of Filing of Advance Notice to Amend the Supplemental Liquidity Deposit Requirements
Comments due: April 8, 2021 Additional Materials: Exhibit 3, Exhibit 5 See also: NSCC-2021-002 Comments received are available for this proposal. |
File Number List for 2021
| Release No. | Date | Details |
|---|---|---|
| SR-NSCC-2021-803 | ||
| 34-92568 | Aug. 5, 2021 | Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes
Comments due: August 27, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. See also: Memo regarding the Commission's Request for Additional Information; Response to the Commission’s Request for Additional Information ; SR-NSCC-2021-010 |
| SR-NSCC-2021-802 | ||
| 34-91720 | Apr. 29, 2021 | Notice of Filing of and No Objection to Advance Notice Regarding the Renewal of a 364-day Committed Revolving Line-of-Credit and Future Annual Renewals
Comments due: May 26, 2021 |
| SR-NSCC-2021-801 | ||
| 34-91770 | May 4, 2021 | Notice of No Objection to Advance Notice to Amend the Supplemental Liquidity Deposit Requirements |
| 34-91347 | Mar. 18, 2021 | Notice of Filing of Advance Notice to Amend the Supplemental Liquidity Deposit Requirements
Comments due: April 8, 2021 Additional Materials: Exhibit 3, Exhibit 5 See also: NSCC-2021-002 Comments received are available for this proposal. |