National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103288 | Jun 17, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Amendment No. 1, Regarding the... View Received Comments |
| 34-103275 | Jun 16, 2025 | 4-698 | National Market System Plans (NMS) | Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by the Commission, Regarding the Reporting of Certain Verbal Activity, Floor and Upstairs Activity View Received Comments |
| 34-103243 | Jun 12, 2025 | 4-518 | National Market System Plans (NMS) | Notice of Filing of Amendment to the National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS to Reflect Recent Amendments to Rule 605 of Regulation NMS Comments Due: 21 Days After Date of Publication in the Federal Register. See Also - Rule 605 Plan Submit a Comment on Notice of Filing of Amendment to the National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS to Reflect Recent Amendments to Rule 605 of Regulation NMS |
| 34-103070 | May 19, 2025 | S7-24-89 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of the Fifty-Third Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities... Comments Due: 21 days after publication in the Federal Register. Submit a Comment on S7-24-89
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| 34-103069 | May 19, 2025 | CTA-CQ-2025-01 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of the Twenty-Eighth Amendment to the Second Restatement of the CTA Plan and Twenty-Ninth Amendment to the Restated CQ Plan Comments Due: June 13, 2025 |
| 34-103042 | May 14, 2025 | 4-631 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of the Twenty-Fourth Amendment to the National Market System Plan to Address Extraordinary Market Volatility by Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, In Comments Due: June 10, 2025 View Received Comments |
| 34-102882 | Apr 17, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-102665 | Mar 13, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Proposed Customer and Account Information System Amendment Comments Due: April 9, 2025 View Received Comments |
| 34-102404 | Feb 12, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-102386 | Feb 10, 2025 | 4-698 | National Market System Plans (NMS) | Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) and Rule 608(e) of the Securities Exchange Act of 1934, from Certain Provisions of Section 6.4(d)(ii)(C) and Appendix D, Sections 9.1, 9.2 and 9.4 of the National Market System Plan Governing t View Received Comments |