Comments on NFA Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Futures Association Regarding Broker-Dealer Registration, Fair Commissions, and Best Execution Obligations with Respect to Security Futures Products

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Date Received
Date Letter Type Commenter Name
Public Comment Jonathan Barton, Chairman, FIA/SIA Steering Committee on Security Futures, Futures Industry Association and Securities Futures Association
Public Comment Chris Concannon, Vice President and Special Counsel, Island Futures Exchange, LLC
File Number
SR-NFA-2002-02
Release Number
34-45720
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