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Comments on NASD Rulemaking

Self-Regulatory Organizations

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Date Sort descending	Letter Type	Commenter Name
March 14, 2001	Public Comment	Kevin M. Foley, Bloomberg Financial Markets Commodities News
Dec. 22, 2000	Public Comment	Edward J. Nicoll, Datek Online Holding Corp.
Dec. 22, 2000	Public Comment	Kevin M. Foley, Bloomberg Financial Markets Commodities News
Dec. 21, 2000	Public Comment	Eleanor Davis Ainspan, Chairperson, The T+1 Streetside Fixed Income Working Group, T+1 Streeside Committee, Securities Industry Association
Dec. 21, 2000	Public Comment	Noland Cheng, Chairman, Fixed Income Transparency Subcommittee of the Securities Industry Association
Dec. 20, 2000	Public Comment	W. Hardy Callcott, Senior Vice President & General Counsel, Charles Schwab & Co., Inc.
Dec. 20, 2000	Public Comment	William H. James, III, Lazard Freres & Co. LLC, 1999 Chairman; Vincent Murrary, ABN AMRO Incorporated, 2000 Chairman; Thomas Thees, Morgan Stanley Dean Witter & Co., Inc., 2001 Chairman; Corporate Bond Division, The Bond Market Association
Dec. 13, 2000	Public Comment	Thomas Sargant, President, Regional Municipal Operations Association

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-99-65

Release Number

34-43616

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