Comments on NASD Rulemaking
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. to Modify its Small Order Execution System and SelectNet Service; Reopening of Comment Period on Nadsaq's Limit Order Book Proposal (SR-NASD-98-17)
(Release No. 34-41296; File No. SR-NASD-99-11)
- Comments of E.E. Geduld, President, Herzog Heine Geduld, July 15, 1999. (File name: geduld2.htm)
- Comments of Michael T. Dorsey, SVP & General Counsel, Knight Securities, Inc., June 23, 1999. (File name: dorsey1.txt)
- Comments of Anthony Broy, President, Hill, Thompson, Magid & Co., Inc., June 7, 1999. (File name: broy1.htm)
- Comments of Kevin M. Foley, Bloomberg L.P., June 4, 1999.
(File name: foley1.htm)
- Comments of Mike Cormack, Manager, Equity Trading, American Century Investment Mgt., June 3, 1999. (File name: cormack1.htm)
- Comments of Kenneth D. Pasternak, President, and Walter F. Raquet, Chief Operating Officer, Knight Securities, Inc., May 21, 1999.
(File name: raquet1.htm)