Comments on NASD Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. to Modify its Small Order Execution System and SelectNet Service; Reopening of Comment Period on Nadsaq's Limit Order Book Proposal (SR-NASD-98-17)

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Date Received
Date Letter Type Commenter Name
Public Comment E.E. Geduld, President, Herzog Heine Geduld
Public Comment Michael T. Dorsey, SVP & General Counsel, Knight Securities, Inc.
Public Comment Anthony Broy, President, Hill, Thompson, Magid & Co., Inc.
Public Comment Kevin M. Foley, Bloomberg L.P.
Public Comment Mike Cormack, Manager, Equity Trading, American Century Investment Mgt.
Public Comment Kenneth D. Pasternak, President, and Walter F. Raquet, Chief Operating Officer, Knight Securities, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-99-11
Release Number
34-41296
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